Michael Giokas – Financial Advisor Michael Giokas Barred from Securities Industry

Michael Giokas – Financial Advisor Michael Giokas Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses

Michael Giokas CRD #1398674

Goodman & Nekvasil, P.A. may help investors recover monies that they lost on investments with Michael Giokas. According to FINRA, Michael Giokas was barred from the securities industry on March 23, 2018. FINRA reports that Michael Giokas consented to the sanctions and to the entry of findings that Michael Giokas refused to provide certain information and documents requested by FINRA in connection with an amended Form U5 filed by Michael Giokas’ member firm, which stated that Michael Giokas had been charged with one count of felony fraud.  

If you lost any money on investments with Michael Giokas, you may be able to recover your losses from Fortune Financial Services, Inc. This is because Fortune Financial Services, Inc. had a duty to supervise Michael Giokas.

If you invested with Michael Giokas, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Fortune Financial Services, Inc., concerning Michael Giokas’ conduct. There is no charge for an evaluation of your case. Further, we handle cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Michael Giokas and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Michael Giokas, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Michael Giokas

 

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