Goodman & Nekvasil P.A., May Recover Investor Losses – Derek Steven Fish (Derek Fish) Suspended from Securities Industry and Fired by UBS Financial Services, Inc. From 2003 until Derek Fish’s firing in 2013, Derek Fish was licensed with UBS Financial Services, Inc. Derek Fish is now licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Derek Fish was fired by …

Goodman & Nekvasil P.A., May Recover Investor Losses – Ivan Alfred Kalua Friend Fired by Ameriprise Financial Services, Inc.  From 1992 until Ivan Alfred Kalua Friend’s firing in 2015, Ivan Alfred Kalua Friend was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Ivan Alfred Kalua Friend was fired by Ameriprise Financial Services, Inc. on March 23, 2015. Ameriprise Financial …

Goodman & Nekvasil P.A., May Recover Investor Losses – John Darin Ford (John Ford) Fired by MetLife Securities, Inc. and Fined by the State of Utah  From 2005 until John Ford’s firing in 2013, John Ford was licensed with MetLife Securities, Inc. According to FINRA’s records, John Ford was fired by MetLife Securities, Inc. on July 19, 2013. MetLife Securities, Inc. …

Goodman & Nekvasil P.A., May Recover Investor Losses – Lenora Constance Hammett (Lenora Hammett) Fired by Ameriprise Financial Services, Inc.  From 1998 until Lenora Hammett’s firing in 2015, Lenora Hammett was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Lenora Hammett was fired by Ameriprise Financial Services, Inc. on November 23, 2015. Ameriprise Financial Services, Inc. reported to FINRA …

Goodman & Nekvasil P.A., May Recover Investor Losses – Judith Ann Hinsch (Judith Hinsch) a/k/a Judith Ann Hetzer Formerly Licensed with MetLife Securities, Inc.  Judith Hinsch was licensed with MetLife Securities, Inc. from 2006 to 2013. FINRA reports that an arbitration claim was filed involving Judith Hinsch’s conduct with MetLife Securities, Inc. The customer alleged Judith Hinsch’s recommendations to purchase multiple …

Goodman & Nekvasil P.A., May Recover Investor Losses – Kevin Patrick Hart (Kevin Hart) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated  From 2006 until Kevin Hart’s firing in 2014, Kevin Hart was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to FINRA’s records, Kevin Hart was fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated on December …

Deborah Sue Hofman (Debbie Hofman) a/k/a Debbie Smith and Deborah Smith, Fired by LPL Financial LLC – Goodman & Nekvasil P.A., May Recover Investor Losses From 2008 until Debbie Hofman’s firing in 2012, Debbie Hofman was licensed with LPL Financial LLC. According to FINRA’s records, Debbie Hofman was fired by LPL Financial LLC on June 8, 2012. LPL Financial LLC …

Goodman & Nekvasil P.A., May Recover Investor Losses – Susan Marie Heinrich (Susan Heinrich) a/k/a Susan Marie Maass Fired by J.P. Morgan Chase Bank  From 2012 until Susan Heinrich’s firing in 2013, Susan Heinrich was licensed with J.P. Morgan Securities LLC. Susan Heinrich was previously licensed with Chase Investment Services Corp. According to FINRA’s records, Susan Heinrich was fired by J.P. …

Goodman & Nekvasil P.A., May Recover Investment or Loan Losses – Matthew John Ortman (Matthew Ortman) Fired by Ameriprise Financial Services, Inc. and Barred from the Securities Industry From 2010 until Matthew Ortman’s firing in 2013, Matthew Ortman was licensed with Ameriprise Financial Services, Inc. Matthew Ortman was previously licensed with Lincoln Financial Advisors Corporation. According to FINRA’s records, Matthew Ortman …

Mark Lewis Kaufman (Mark Kaufman) Fired by Pruco Securities, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses From 2013 until Mark Kaufman’s firing in 2014, Mark Kaufman was licensed with Pruco Securities, LLC. Mark Kaufman was subsequently licensed with Bonwick Capital Partners, LLC and LPS Capital LLC. Mark Kaufman is now licensed with Samuel A Ramirez & Co., …