David C Key (David Key) Barred from Securities Industry and Fired by PFS Investments Inc. — Goodman & Nekvasil P.A, May Recover Investor Losses

Goodman & Nekvasil P.A, May Recover Investor Losses – David C Key (David Key) Barred from Securities Industry and Fired by PFS Investments Inc.  From 2007 until David Key’s firing in 2012, David Key was licensed with PFS Investments Inc. According to FINRA records, David Key was fired on May 4, 2012. PFS Investments Inc. reported to FINRA that David Key …

Jack Richard Kelly (Jack Kelly) Barred from Securities Industry and Permitted to Resign by PFS Investments Inc. — Goodman & Nekvasil P.A, May Recover Investor Losses

Goodman & Nekvasil P.A, May Recover Investor Losses – Jack Richard Kelly (Jack Kelly) Barred from Securities Industry and Permitted to Resign from PFS Investments Inc.  From 1989 until Jack Kelly’s resignation in 2013, Jack Kelly was licensed with PFS Investments Inc. According to FINRA records, Jack Kelly was permitted to resign on July 19, 2013. PFS Investments Inc. reported to …

Cliff Amos – Financial Advisor Cliff Amos Suspended from Securities Industry

Cliff Amos – Financial Advisor Cliff Amos Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Cliff Amos CRD #315807 From 2013 until Cliff Amos’ firing in 2014, Cliff Amos was licensed with Cetera Investment Services, LLC. Cliff Amos was also licensed with Kovack Securities, Inc. and Resource Horizons Group, LLC. According to FINRA’s records, Cliff Amos …

Donald Edward Simmons (Donald Simmons) Formerly Licensed with LPL Financial LLC – Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses – Donald Edward Simmons (Donald Simmons) Formerly Licensed with LPL Financial LLC  From 2001 until Donald Simmons’ resignation in 2016, Donald Simmons was licensed with LPL Financial LLC. Donald Simmons was subsequently licensed with Purshe Kaplan Sterling Investments. According to FINRA’s records, Donald Simmons resigned from LPL Financial LLC on June 1, 2016. …

Scott Michael Wieczorek (Scott Wieczorek) Fired by Securities America, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses – Scott Michael Wieczorek (Scott Wieczorek) Fired by Securities America, Inc.  From 2008 until Scott Wieczorek’s firing in 2014, Scott Wieczorek was licensed with Securities America, Inc. Scott Wieczorek was subsequently licensed with Allstate Financial Services, LLC. Scott Wieczorek is now licensed with Cambridge Investment Research, Inc. According to FINRA’s records, Scott Wieczorek …

Devindra Sukhram (David Sukhram) Formerly Licensed with Cape Securities, Inc. Suspended from Securities Industry – Goodman & Nekvasil P.A., May Recover Your Investment Losses

Goodman & Nekvasil P.A., May Recover Your Investment Losses – Devindra Sukhram (David Sukhram) Formerly Licensed with Cape Securities, Inc. Suspended from Securities Industry  David Sukhram was formerly licensed with Cape Securities, Inc. from 2011 to 2014. David Sukhram was suspended from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) for 15 days on August 17, …

Brenda Oldham – Financial Advisor Brenda Oldham Discharged from MML Investors Services, LLC

Goodman & Nekvasil P.A., May Recover Investor Losses | Brenda Oldham – Financial Advisor Brenda Oldham Discharged from MML Investors Services, LLC Brenda Oldham aka Brenda Meilbeck CRD #4092970 From 2015 until Brenda Oldham’s firing in 2016, Brenda Oldham was licensed with MML Investors Services, LLC. Brenda Oldham was previously licensed with Pruco Securities, LLC and Investacorp, Inc. Brenda Oldham is …

Steven S. Maher (Steven Maher) – Financial Advisor/Broker Steven Maher Discharged From Next Financial Group, Inc.

Steven S. Maher (Steven Maher) – Financial Advisor/Broker Steven Maher Discharged From Next Financial Group, Inc. | Goodman & Nekvasil P.A, May Recover Investor Losses Steven Maher CRD #1011535 From 2009 until Steven Maher’s firing in 2017, Steven Maher was licensed with Next Financial Group, Inc. Steven Maher is now licensed with American Portfolios Financial Services, Inc. According to FINRA records, …

William Otho England (Bill England) Fired by JPMorgan Chase Bank, NA – Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses – William Otho England (Bill England) Fired by JPMorgan Chase Bank, NA  From 2015 until Bill England’s firing in 2017, Bill England was licensed with J.P. Morgan Securities LLC. Bill England was previously licensed with Ameriprise Financial Services, Inc. and Trinity Securities, Inc. According to FINRA’s records, Bill England was fired by JPMorgan …

Randall James Ferris (Randall Ferris) Fired by Chase Investment Services Corp. and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses – Randall James Ferris (Randall Ferris) Fired by Chase Investment Services Corp. and Barred from Securities Industry From 2010 until Randall Ferris’ firing in 2012, Randall Ferris was licensed with Chase Investment Services Corp. According to FINRA’s records, Randall Ferris was fired by Chase Investment Services Corp. on May 3, 2012. Chase Investment …