Goodman & Nekvasil P.A, May Recover Investor Losses – John Richard Jantzen (John Jantzen) formerly Licensed with PFS Investment, Inc., Barred from Securities Industry
From 1991 until 2012, John Jantzen was licensed with PFS Investments Inc. PFS Investments Inc. reported to FINRA that John Jantzen was permitted to resign after judgment was entered against John Jantzen for violating sections 10B and 14E of the Exchange Act.
On February 29, 2012, a federal court in Texas entered summary judgment against John Jantzen and John Jantzen’s wife for insider trading. The court found that John Jantzen and John Jantzen’s wife insider traded in connection with a September 21, 2009 public announcement that the personal computer company would acquire a computer systems company in a tender offer transaction.
If you lost any money on investments with John Jantzen, you may be able to recover your losses from PFS Investments Inc. This is because PFS Investments Inc. had a duty to supervise John Jantzen.
If you lost money on investments with John Jantzen, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against PFS Investments Inc., concerning John Jantzen’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq, formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments with John Jantzen and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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