David Thomas Owen III (Dave Owen) Barred from Securities Industry and Fired by Invest Financial Corporation — Goodman & Nekvasil P.A, May Recover Investor Losses From 2008 until Dave Owen’s firing in 2015, Dave Owen was licensed with Invest Financial Corporation. According to FINRA’s records, Dave Owen was fired by Invest Financial Corporation on November 27, 2015. Invest Financial Corporation reported …
Jason Harris Freeman (Jason Freeman) Formerly Licensed with Triad Advisors, Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses on Conservation Easement Investments
Goodman & Nekvasil P.A, May Recover Investor Losses on Conservation Easement Investments – Jason Harris Freeman (Jason Freeman) Formerly Licensed with Triad Advisors, Inc. From 2005 until Jason Freeman’s resignation in 2016, Jason Freeman was licensed with Triad Advisors, Inc. Jason Freeman is currently licensed with International Assets Advisory, LLC. According to FINRA records, Jason Freeman resigned from Triad Advisors, Inc. …
Steven Lyle Price (Steve Price) Fired by Questar Capital Corporation – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Steven Lyle Price (Steve Price) Fired by Questar Capital Corporation From 2011 until Steve Price’s firing in 2017, Steve Price was licensed with Questar Capital Corporation. According to FINRA’s records, Steve Price was fired by Questar Capital Corporation on July 24, 2017. Questar Capital Corporation reported to FINRA that Steve Price was …
Tiffany Kim Le (Tiffany Le) a/k/a Hue Kim Le Resigned from J.P. Morgan Securities LLC and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Tiffany Kim Le (Tiffany Le) a/k/a Hue Kim Le Resigned from J.P. Morgan Securities LLC and Barred from Securities Industry From 2012 until Tiffany Le’s resignation in 2014, Tiffany Le was licensed with J.P. Morgan Securities LLC. Tiffany Le was previously licensed with Chase Investment Services Corp. According to FINRA’s records, Tiffany …
Robert Anthony Bovitz (Robert Bovitz) Fired by National Planning Corporation – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Robert Anthony Bovitz (Robert Bovitz) Fired by National Planning Corporation From 2004 until Robert Bovitz’ firing in 2015, Robert Bovitz was licensed with National Planning Corporation. Robert Bovitz is now licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Robert Bovitz was fired by National Planning Corporation on March 6, 2015. …
Mohamed Yassin – Mohamed Racheed Yassin, Financial Advisor Fired by Morgan Stanley
Goodman & Nekvasil P.A., May Recover Investor Losses | Mohamed Yassin – Mohamed Racheed Yassin, Financial Advisor Fired by Morgan Stanley Mohamed Yassin CRD #1673281 From 2010 until Mohamed Yassin’s firing in 2017, Mohamed Yassin was licensed with Morgan Stanley. Mohamed Yassin is now licensed with National Securities Corporation. According to FINRA records, Mohamed Yassin was fired by Morgan Stanley on …
Jason Andrew Wilk (Jason Wilk) Formerly Licensed with Meyers Associates L.P. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Jason Andrew Wilk (Jason Wilk) Formerly Licensed with Meyers Associates L.P. Jason Wilk has been licensed with Worden Capital Management LLC since October 2017. Jason Wilk was previously licensed with Craft Capital Management LLC, Windsor Street Capital, LP, National Securities Corporation, Meyers Associates, L.P., and Laidlaw & Company (UK) Ltd. FINRA reports …
Jan Earl Haynes (Jan Haynes) Formerly Licensed with Centaurus Financial, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Jan Earl Haynes (Jan Haynes) Formerly Licensed with Centaurus Financial, Inc. Jan Haynes was licensed with Centaurus Financial, Inc. from 2010 to 2016. Jan Haynes is now licensed with Integrity Brokerage Services, Inc. FINRA reports that an arbitration claim was filed involving Jan Haynes’ conduct with Centaurus Financial, Inc., alleging unsuitable recommendations, …
John Galinsky – Financial Advisor John Galinsky Suspended from Securities Industry
Goodman & Nekvasil P.A., May Recover Your Investment Losses | John Galinsky – Financial Advisor John Galinsky Suspended from Securities Industry John Galinksy CRD #1513926 John Galinsky has been licensed with National Securities Corporation since 2012. John Galinsky was previously licensed with Fintegra, LLC. John Galinsky was suspended from the securities and investment banking industry by the Financial Industry Regulatory Authority …
Michael Fasciglione Suspended from Securities Industry – Goodman & Nekvasil P.A., May Recover Your Investment Losses
Goodman & Nekvasil P.A., May Recover Your Investment Losses – Michael Fasciglione Suspended from Securities Industry Michael Fasciglione has been licensed with Aegis Capital Corp since September 2017. Michael Fasciglione was previously licensed with National Securities Corporation. Michael Fasciglione was suspended from the securities and investment banking industry for 1 month and fined $5,000 by the Financial Industry Regulatory Authority (FINRA) …