Goodman & Nekvasil P.A., May Recover Investor Losses – Brian Scott Palkowitsh (Brian Palkowitsh) Licensed with Transamerica Financial Advisors, Inc. Brian Palkowitsh has been licensed with Ameriprise Financial Services, Inc. since 2014. Brian Palkowitsh was previously licensed with Transamerica Financial Advisors, Inc. from 1996 to 2014. FINRA reports that an arbitration claim was filed involving Brian Palkowitsh’s conduct with Transamerica Financial …

Troy Perry – Financial Advisor Troy Perry Discharged by PNC Investments, LLC | Goodman & Nekvasil P.A., May Recover Investor Losses Troy Perry aka Troy Michael Perry CRD #2197688 From 2013 until Troy Perry’s firing in 2017, Troy Perry was licensed with PNC Investments, LLC. Troy Perry was previously licensed with MML Investors Services, LLC and CUSO Financial Services, L.P. According …

Goodman & Nekvasil P.A., May Recover Investor Losses – Gertie Lavern Poe (Gertie Poe) a/k/a Gertie Laverne Jackson, Gertie Poe Jackson and Gertie Laverne Poe Fired by Citigroup Global Markets Inc. From 2007 until Gertie Poe’s firing in 2013, Gertie Poe was licensed with Citigroup Global Markets, Inc. According to FINRA’s records, Gertie Poe was fired by Citigroup Global Markets, Inc. …

Goodman & Nekvasil P.A., May Recover Investor Losses – Sara Aiping Ng (Sara Eng) a/k/a Sara Aiping Zhou, Aiping Zhou and Sara Zhou, Under Investigation by FINRA Enforcement Department, Fired by Axiom Capital Management, Inc. and Resigned from Financial West Group From 2015 until Sara Eng’s firing in 2016, Sara Eng was licensed with Axiom Capital Management, Inc. Sara Eng was …

Goodman & Nekvasil P.A., May Recover Investor Losses – Laura Anne Parker (Laura Parker) a/k/a Laura Anne Worm Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2009 until Laura Parker’s firing in 2016, Laura Parker was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Laura Parker is now licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, …

Goodman & Nekvasil P.A, May Recover Investor Losses – Pedro Dones Molina (Pedro Molina) Barred from Securities Industry and Permitted to Resign from Kovack Securities Inc. In 2014 Pedro Molina was licensed with Kovack Securities Inc. until his resignation. Pedro Molina was previously licensed with Oriental Financial Services Corp. and OFS Securities. According to FINRA’s records, Pedro Molina was permitted to …

Goodman & Nekvasil P.A, May Recover Investor Losses – Stephen Edward Masula (Stephen Masula) Fired by LPL Financial LLC  From 2009 until Stephen Masula’s firing in 2014, Stephen Masula was licensed with LPL Financial LLC and LPL Financial Corporation. According to FINRA’s records, Stephen Masula was fired by LPL Financial LLC on August 25, 2014. LPL Financial LLC reported to FINRA …

Goodman & Nekvasil P.A., May Recover Investor Losses – Stephen Joseph Kipp (Stephen Kipp) Barred from Securities Industry Stephen Kipp was licensed with NPB Financial Group, LLC from 2010 to 2016. Stephen Kipp was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on October 27, 2017. FINRA reports that Stephen Kipp failed to respond …

Goodman & Nekvasil P.A., May Recover Your Investment Losses – David Robert Wolk (David Wolk) Suspended from Securities Industry David Wolk was licensed with Woodstock Financial Group, Inc. from 2003 to 2014. David Wolk was suspended from the securities and investment banking industry for 1 year and 6 months and fined $15,000 by the Financial Industry Regulatory Authority (FINRA) in February …

Goodman & Nekvasil P.A., May Recover Your Investment Losses – Richard Anthony McCollam (Richard McCollam) Fired by Royal Alliance Associates, Inc. and Appealing Suspension from Securities Industry Richard McCollam was licensed with SII Investments, Inc. from 2010 to 2012. Richard McCollam was subsequently licensed with National Planning Corporation. Richard McCollam was previously licensed with Royal Alliance Associates, Inc. from 1994 until …