Goodman & Nekvasil P.A, May Recover Investor Losses – David Phillip Calderon (David Calderon) Resigned from Wells Fargo Advisors, LLC  From 2008 until David Calderon’s resignation in 2016, David Calderon was licensed with Wells Fargo Advisors, LLC. David Calderon is now licensed with Newbridge Securities Corporation since 2016. According to FINRA’s records, David Calderon resigned from Wells Fargo Advisors, LLC on …

Goodman & Nekvasil P.A, May Recover Investor Losses on Private Placement – Robert Jeffrey Scherzer (Robert Scherzer) Formerly Licensed with Raymond James Financial Services, Inc., Suspended from Securities Industry From 2014 until November 2015, Robert Scherzer was licensed with Raymond James Financial Services, Inc. Previously, Robert Scherzer was licensed with Princor Financial Services Corporation. Subsequent to Robert Scherzer’s leaving Raymond James Financial …

Goodman & Nekvasil P.A, May Recover Investor Losses – David Michael Apted (David Apted) Suspended from Securities Industry and Fired by Smith, Moore & Co. and Forest Securities, Inc. From 2013 until David Apted’s firing in 2016, David Apted was licensed with Smith, Moore & Co. David Apted was subsequently licensed with Forest Securities, Inc. David Apted was previously licensed with …

Goodman & Nekvasil P.A, May Recover Investor Losses – Christopher Lawrence Anderson (Christopher Anderson) Barred from Securities Industry and Fired by J.P. Morgan Securities LLC From 2013 until Christopher Anderson’s firing in 2014, Christopher Anderson was licensed with J.P. Morgan Securities LLC. According to FINRA’s records, Christopher Anderson was fired by J.P. Morgan Chase Bank on January 16, 2014. J.P. Morgan …

Goodman & Nekvasil P.A., May Recover Investor Losses – Dale Gerhart Froehlich (Dale Froehlich) Fired by Centaurus Financial, Inc. From 2007 until Dale Froehlich’s firing in 2013, Dale Froehlich was licensed with Centaurus Financial, Inc. According to FINRA’s records, Dale Froehlich was fired by Centaurus Financial, Inc. on March 22, 2013. Centaurus Financial, Inc. reported to FINRA that Dale Froehlich was …

Goodman & Nekvasil P.A., May Recover Investor Losses – Susan Marie Huffman (Susan Huffman) a/k/a Susan Coyle and Susan Marie Greer Formerly Licensed with Geneos Wealth Management, Inc. Susan Huffman was licensed with Geneos Wealth Management, Inc. from 2004 to 2014. FINRA reports that six arbitration claims were filed involving Susan Huffman’s conduct with Geneos Wealth Management, Inc. and/or FSC Securities …

Goodman & Nekvasil P.A., May Recover Investor Losses – David Keith Hays (David Hays) a/k/a Dave Hays Fired by Sammons Securities Company, LLC n/k/a Parkland Securities, LLC From 2002 until David Hays’ firing in 2013, David Hays was licensed with Sammons Securities Company, LLC n/k/a Parkland Securities, LLC. David Hays is now licensed with J.W. Cole Financial, Inc. According to FINRA’s …

Goodman & Nekvasil P.A., May Recover Investor Losses – Stephanie Lynn Grimwade (Stephanie Grimwade) a/k/a Stephanie Lynn Berger and Stephanie Berger Grimwade Formerly Licensed with LPL Financial LLC Stephanie Grimwade was formerly licensed with FSC Securities Corporation and LPL Financial LLC. FINRA reports that a lawsuit was filed involving Stephanie Grimwade’s conduct with LPL Financial LLC, alleging that a recommendation made …

Goodman & Nekvasil P.A., May Recover Investor Losses – William James Brown (Bill Brown) Formerly Licensed with American Portfolios Financial Services, Inc. Bill Brown has been licensed with Hightower Securities, LLC since July 2017. Bill Brown was previously licensed with American Portfolios Financial Services, Inc. FINRA reports that an arbitration claim was filed involving Bill Brown’s conduct alleging misrepresentations, misleading statements, …