Goodman & Nekvasil P.A., May Recover Investor Losses – Cheryl Lynn Wallace (Cheryl Wallace) a/k/a Cheryl Lynn Grande and Cheryl Lynn Williams Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc. From 2015 until Cheryl Wallace’s firing in 2016, Cheryl Wallace was licensed with Ameriprise Financial Services, Inc. Cheryl Wallace was previously licensed with Edward Jones. According to FINRA’s …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jonathan Spencer Williams (Jonathan Williams) Fired by NYLife Securities LLC and Barred from Securities Industry From 2006 until Jonathan Williams’ firing in 2015, Jonathan Williams was licensed with NYLife Securities LLC. According to FINRA’s records, Jonathan Williams was fired by NYLife Securities LLC on March 31, 2015. NYLife Securities LLC reported to …

Susan Walker – Financial Advisor Susan Walker Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses  Susan Walker CRD #1823041 From 2008 until Susan Walker’s firing in 2013, Susan Walker was licensed iwth Ameriprise Financial Services, Inc. According to FINRA’s records, Susan Walker was fired by Ameriprise Financial Services, Inc. on March 22, 2013. Ameriprise Financial Services, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Joeann Mitchell Walker (Joanne Walker) Formerly Licensed with Next Financial Group, Inc. and LPL Financial LLC Joanne Walker was formerly licensed with Next Financial Group, Inc. and LPL Financial LLC. FINRA reports that a complaint was filed involving Joanne Walker’s conduct with Next Financial Group, Inc. and LPL Financial LLC, alleging unauthorized …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jeffrey Richard Walker (Jeffrey Walker) Permitted to Resign from LPL Financial, LLC  From 2011 until Jeffrey Walker’s resignation in 2015, Jeffrey Walker was licensed with LPL Financial, LLC. Jeffrey Walker was subsequently licensed with Client One Securities LLC and is now licensed with Citizens Securities, Inc. According to FINRA’s records, Jeffrey Walker …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jose Francisco Pinell Gadea (Jose Pinell-Gadea) Formerly Licensed with LPL Financial LLC From 2013 until Jose Pinell-Gadea’s resignation in 2014, Jose Pinell-Gadea was licensed with LPL Financial LLC. Jose Pinell-Gadea was previously licensed with Allstate Financial Services, LLC. According to FINRA’s records, Jose Pinell-Gadea resigned from LPL Financial LLC on November 17, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Arthur Willard Radle Jr. (Will Radle) Permitted to Resign from NYLife Securities LLC  From 2012 until Will Radle’s resignation in 2016, Will Radle was licensed with NYLife Securities LLC. Will Radle was subsequently licensed with MML Investors Services, LLC. According to FINRA’s records, Will Radle was permitted to resign from NYLife Securities …

Goodman & Nekvasil P.A., May Recover Investor Losses – James Anthony Pilla Jr. (Jim Pilla) Suspended from Securities Industry and Fired by Ameriprise Financial Services, Inc. From October 2009 until Jim Pilla’s firing in May 2010, Jim Pilla was licensed with Ameriprise Financial Services, Inc. Jim Pilla was subsequently licensed with National Securities Corporation and Valic Financial Advisors, Inc. According to …

Goodman & Nekvasil P.A., May Recover Investor Losses – Darrell Scott Pope (Darrell Pope) Suspended from Securities Industry and Fired by U.S. Bancorp Investments, Inc.  From April 2006 until Darrell Pope’s firing in December 2015, Darrell Pope was licensed with U.S. Bancorp Investments, Inc. According to FINRA’s records, Darrell Pope was fired by U.S. Bancorp Investments, Inc. on December 4, 2015. …

Goodman & Nekvasil P.A., May Recover Investor Losses – Nick Anthony Pietrocola (Nick Pietrocola) Suspended from Securities Industry and Fired by Morgan Stanley Smith Barney  From June 2009 until Nick Pietrocola’s firing in July 2012, Nick Pietrocola was licensed with Morgan Stanley Smith Barney. Nick Pietrocola is now licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Nick Pietrocola was …