Goodman & Nekvasil P.A., May Recover Investor Losses – Joeann Mitchell Walker (Joanne Walker) Formerly Licensed with Next Financial Group, Inc. and LPL Financial LLC
Joanne Walker was formerly licensed with Next Financial Group, Inc. and LPL Financial LLC. FINRA reports that a complaint was filed involving Joanne Walker’s conduct with Next Financial Group, Inc. and LPL Financial LLC, alleging unauthorized sales of various stocks, unauthorized and unsuitable purchases of variable annuities, and unauthorized mutual fund switches. This complaint was settled for $175,000, with Joanne Walker contributing $50,000 to the settlement.
FINRA reports that two prior complaints involving Joanne Walker’s conduct with a previous employer were also settled.
If you lost any money on investments with Joanne Walker, you may be able to recover your losses from Next Financial Group, Inc. and/or LPL Financial LLC. This is because Next Financial Group, Inc. and LPL Financial LLC had a duty to supervise Joanne Walker.
If you lost money on investments with Joanne Walker and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Next Financial Group, Inc. and/or LPL Financial LLC concerning Joanne Walker’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Joanne Walker and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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