Goodman & Nekvasil P.A., May Recover Investor Losses – Jeffrey Richard Walker (Jeffrey Walker) Permitted to Resign from LPL Financial, LLC
From 2011 until Jeffrey Walker’s resignation in 2015, Jeffrey Walker was licensed with LPL Financial, LLC. Jeffrey Walker was subsequently licensed with Client One Securities LLC and is now licensed with Citizens Securities, Inc. According to FINRA’s records, Jeffrey Walker was permitted to resign from LPL Financial, LLC on December 31, 2015. LPL Financial, LLC reported to FINRA that Jeffrey Walker resigned following notification of Firm’s intention to terminate Jeffrey Walker’s registration based on Jeffrey Walker’s violation of Firm’s outside business activity policy.
If you lost any money on investments with Jeffrey Walker, you may be able to recover your losses from LPL Financial LLC, Client One Securities LLC, and/or Citizens Securities, Inc. This is because LPL Financial LLC, Client One Securities LLC, and Citizens Securities, Inc. had a duty to supervise Jeffrey Walker.
If you lost money on investments with Jeffrey Walker and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against LPL Financial, LLC, Client One Securities LLC, and/or Citizens Securities, Inc. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Jeffrey Walker and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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