Goodman & Nekvasil P.A., May Recover Investor Losses – Francis Kevin O’Brien (Francis O’Brien) Fired by Ameriprise Financial Services, Inc.
From 1999 until Francis O’Brien’s firing in 2014, Francis O’Brien was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Francis O’Brien was fired by Ameriprise Financial Services, Inc. on April 8, 2014. Ameriprise Financial Services, Inc. reported to FINRA that Francis O’Brien was fired for company policy violations related to suitability, disclosure and use of discretion.
If you lost any money on investments with Francis O’Brien, you may be able to recover your losses from Ameriprise Financial Services, Inc. This is because Ameriprise Financial Services, Inc. had a duty to supervise Francis O’Brien.
If you lost money on investments with Francis O’Brien and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Ameriprise Financial Services, Inc. concerning Francis O’Brien’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Francis O’Brien and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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