Jason Chong – Jason Taek Chong – Formerly Licensed Financial Advisor with Raymond James Financial Services, Inc. Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses Jason Chong was a licensed financial advisor with Raymond James Financial Services, Inc. from 2012 to 2018. Jason Chong was barred from the securities and investment banking industry on June …

Abe Biderman – Abraham Biderman, Formerly Licensed Financial Advisor with Palladium Capital Advisors, LLC Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses Abe Biderman was a licensed financial advisor with Palladium Capital Advisors, LLC from 2006 to 2018. Abe Biderman was barred from the securities and investment banking industry on July 2, 2018. FINRA reports …

Mitchell Yanow – Financial Advisor Mitchell Yanow Barred from Securities Industry  | Goodman & Nekvasil P.A., May Recover Investor Losses Mitchell Yanow CRD #2148171 Mitchell Yanow was licensed with Stifel, Nicolaus & Company, Incorporated from 2015 to 2018. Mitchell Yanow was previously licensed with Oppenheimer & Co. Inc. FINRA reports that Mitchell Yanow was discharged from Stifel, Nicolaus & Company, Incorporated on …

Roger Kroeger, Barred from Securities Industry and Discharged from INVEST Financial Corporation – Goodman & Nekvasil P.A., May Recover Investor Losses Roger Kroeger was a licensed financial advisor with INVEST Financial Corporation from 1990 to 2017. FINRA reports that Roger Kroeger was discharged from INVEST Financial Corporation on November 17, 2017. INVEST Financial Corporation reported to FINRA that Roger Kroeger …

Howard Utz – Financial Advisor Howard Utz Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Howard Utz Financial Advisor CRD #2672208 Howard Utz was licensed with Hazard & Siegel, Inc. from 2015 to 2018. Howard Utz was previously licensed with Securities America, Inc. and Sunset Financial Services, Inc. FINRA reports that Howard Utz was discharged …

George McCaffrey – George Louis McCaffrey III, Formerly Licensed with NTB Financial Corporation, Suspended from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses George McCaffrey was suspended from the securities and investment banking industry on September 10, 2018. FINRA reports that George McCaffrey consented to the sanctions and to the entry of findings that without first providing …

Timothy Scherwa –  Financial Advisor Timothy Scherwa Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Timothy Scherwa CRD #2743773 Timothy Scherwa was licensed with Wells Fargo Clearing Services, LLC from 2014 to 2017. Timoth Scherwa was previoulsly licensed with Morgan Stanley. Timothy Scherwa is now licensed with Capitol Securities Management, Inc. Timothy Scherwa was discharged from …

Skip Dufresne – Sidney Joseph Dufresne Jr., Resigned from Signator Investors, Inc. and Suspended from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses Skip Dufresne was licensed with Signator Investors, Inc. from 1995 to 2017. Skip Dufresne was suspended from the securities and investment banking industry on November 5, 2018. FINRA reports that Skip Dufresne consented to …

Ahmed Gheith, Financial Advisor Suspended from Securities Industry​ |  Goodman & Nekvasil P.A., May Recover Investor Losses on Belize Infrastructure and/or Other Investments Ahmed Gheith CRD #5783951 Ahmed Gheith was a licensed financial advisor with Paulson Investment Company LLC from 2014 to 2017. FINRA reports that Ahmed Gheith was terminated from Paulson Investment Company LLC on August 11, 2017. Paulson Investment …

Kevin Graetz – Kevin Richard Graetz – Barred from Securities Industry and Terminated from Paulson Investment Company LLC – Goodman & Nekvasil P.A., May Recover Investor Losses on Belize Infrastructure and/or Other Investments Kevin Graetz was a licensed financial advisor with Paulson Investment Company LLC from 2013 to 2017. FINRA reports that Kevin Graetz was terminated from Paulson Investment Company …