Goodman and Nekvasil May Recover Investor Losses | James Francis Jurczak (James Jurczak), Financial Advisor Suspended by FINRA
James Jurczak was licensed with LPL Financial LLC from 2009 to 2015 and H. Beck, Inc. since 2016. FINRA reports that James Jurczak, was suspended from association with any FINRA member in any capacity for thirty days and fined $5,000. FINRA reports James Jurczak consented to the sanctions and entry of findings that James Jurczak engaged in an outside business activity for compensation without providing written notice to his member firm.
FINRA found that James Jurczak provided college planning consulting services to customers for a fee; among other services, James Jurczak assisted individuals with the college financial aid process. FINRA reports that the outside business activity was outside the scope of James Jurczak’s employment relationship with his firm.
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.
Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments and has recovered more than $180 million dollars on behalf of victimized investors. We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives. All our cases are handled on a purely contingency fee basis.
There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf. Finally, the filing of such a case should not affect your ownership of these investments in any way.
If you incurred losses on your investment with James Francis Jurczak, you may be able to recover your losses from LPL Financial Services LLC and/or H. Beck, Inc. This is because LPL Financial Services LLC and H. Beck, Inc., had a duty to supervise James Francis Jurczak. If you would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.