Goodman & Nekvasil P.A., May Recover Investor Losses | Jeffrey Schwebach, Financial Advisor Suspended from Securities Industry Jeff Schwebach CRD #1606537 Jeff Schwebach was a formerly licensed financial advisor with Independent Financial Group, LLC from 2010 to 2018. According to FINRA, Jeff Schwebach was suspended from the securities industry in June 2019.  According to FINRA Allegations:  During the Relevant Period, Jeff …

Goodman & Nekvasil P.A., May Recover Investor Losses | Stephen Allen Murray, Financial Advisor Barred from Securities Industry Stephen Murray was a formerly licensed financial advisor with Raymond James & Associates, Inc. from 2013 to 2018. FINRA reports that Stephen Murray was barred from the securities and investment banking industry on August 7, 2018. FINRA reports that Stephen Murray failed to …

Goodman & Nekvasil P.A., May Recover Investor Losses | Adam Lopez, Financial Advisor Discharged from Country Capital Management Company From 2008 until Adam Lopez’ discharge in 2018, Adam Lopez was licensed with Country Capital Management Company. According to FINRA’s records, Adam Lopez was discharged from Country Capital Management Company on September 5, 2018. Country Capital Management Company reported to FINRA that …

Goodman & Nekvasil P.A., May Recover Investor Losses | Chuck Laubach – Financial Advisor/Broker Chuck Laubach Investigated by FINRA  Chuck Laubach CRD #1097453 aka Charles Laubach From 2015 until Chuck Laubach’s firing in 2016, Chuck Laubach was licensed with Chapin Davis Investments. Chuck Laubach was previously licensed with Ameriprise Financial Services, Inc. and Wells Fargo Advisors, LLC. Chuck Laubach is now …

Goodman & Nekvasil P.A., May Recover Investor Losses on Future Income Payments | Gabe Hynes, Financial Advisor Suspended from Securities Industry  Gabe Hynes was a formerly licensed financial advisor with NYLife Securites LLC from 2001 to 2017. FINRA reports that Gabe Hynes resigned from NYLife Securities LLC on May 28, 2017. NYLife Securities LLC reported to FINRA that Gabe Hynes was …

Barbara Endres, Formerly Licensed with Wells Fargo Advisors, LLC, Barred from Securities Industry by SEC – Goodman & Nekvasil P.A., May Recover Investor Losses Barbara Endres was licensed with Wells Fargo Advisors, LLC from 2009 to 2014. Barbara Endres was barred from the securities industry by the SEC on June 4, 2018.  According to the SEC order from approximately September …

Higher Ground Financial Group, Managed by Imran Razvi – Goodman & Nekvasil P.A. Files Arbitration Claims on Woodbridge Mortgage Investment Fund Imran Razvi is the managing partner and President of Higher Ground Financial Group. Higher Ground Financial Group is located in Frederick, MD and purports to be a full-service financial firm committed to helping people pursue their financial goals, offering …

Goodman & Nekvasil P.A., May Recover Investor Losses | Gregory Joseph Rusnak (Gregory Rusnak), Financial Advisor Suspended from Securities Industry  Gregory Rusnak was licensed with Sigma Financial Corporation from 2011 to 2017. FINRA reports that Gregory Rusnak was suspended from the securities industry on November 14, 2018. FINRA alleges that between March 2014 and May 2017, Gregory Rusnak excercised discretion in …

Cory Ryan Williams, Formerly Licensed with Taylor Capital Management Inc., Barred from Securities Industry by SEC – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Bars Cory Ryan Williams, Formerly Licensed with Taylor Capital Management, Inc. The SEC found that from 2011 through October 30, 2015, Cory Ryan Williams was a registered representative with Taylor Capital …

Taek Chong –  Financial Advisor Taek Chong Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Taek Chong CRD #1551473 Taek Chong was a licensed financial advisor with Raymond James Financial Services, Inc. from 2000 to 2018. Taek Chong was barred from the securities and investment banking industry on June 28, 2018. FINRA reports that Taek Chong …