Regan Rohl – Eight Customer Disputes involving Financial Advisor Regan Rohl Have Settled​ | Goodman & Nekvasil P.A., May Recover Investor Losses Reagan Rohl CRD #1877645 Regan Rohl is a currently licensed financial advisor with Wells Fargo in Fargo, North Dakota. According to Regan Rohl’s CRD, eight customer disputes alleging sales practice violations against Regan Rohl have settled. These allegations include …

JCS Enterprises, Inc. and T.B.T.I – SEC Charges with Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges JCS Enterprises, Inc. and T.B.T.I, Inc. ACCORDING TO THE SEC: On April 7, 2014, the Securities and Exchange Commission filed an emergency action to halt a Ponzi scheme conducted by JCS Enterprises, Inc., T.B.T.I. Inc., and …

John Papas – Ioannis Papatherapontos, Financial Advisor Discharged from Firm | Goodman & Nekvasil P.A., May Recover Losses John Papas  was previously registered with LPL Financial LLC in Little Falls, New Jersey. According to John Papas’ CRD, John Papatherapontos was discharged from LPL Financial LLC after alleged unapproved loans to client(s). If you lost any money on investments with John …

Johnnie Jones – Johnnie Melvin Jones, Four Customer Disputes Against Financial Adviser Settled | Goodman & Nekvasil P.A., May Recover Investor Losses Johnnie Jones is currently registered with Network 1 Financial Securities Inc. in Syosset, New York. According to Johnnie Jones’ CRD, four customer disputes were filed alleging sales practice violations against Johnnie Jones. These allegations included misrepresentation, suitability, and …

Charles Laverty – Charles Acheson Laverty, Financial Advisor Barred from Securities Industry Pending Review | Goodman & Nekvasil P.A., May Recover Investor Losses Charles Laverty was previously licensed with TCFG Wealth Management, LLC and Oppenheimer & Co. Inc. in Newport Beach, California. FINRA reports that Charles Laverty was barred from the securities industry in November 2018.   ACCORDING TO FINRA: …

Matthew Ashley – Matthew Allen Ashley, Arbitration Claim Filed Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Matthew Ashley has been licensed with Merrill Lynch since 2004 in Dallas, Texas. Matthew Ashley reported to FINRA that an arbitration claim was filed alleging sale practice violations against Matthew Ashley. According to Matthew Ashley’s CRD, customer alleges misrepresentation …

Virginia Nichols – Virginia Nichols, Financial Advisor Barred by FINRA | Goodman & Nekvasil P.A., May Recover Losses Also known as, Virginia Lee Meneghelli, Gini Meneghelli Pegram, Gini Pegram, Virginia Lee Pegram, Virginia Meneghelli Pegram Virginia Nichols was previously registered with LPL Financial LLC in Richmond Hill, Georgia. According to Virginia Nichols’s CRD, FINRA barred Virginia Nichols from acting as a …

Randy Stancik – Martin Randal Stancik, Financial Advisor Barred from Securities Industry by SEC | Goodman & Nekvasil P.A., May Recover Losses Randy Stancik (a/k/a Martin Stancik) was previously registered with Voya Financial Advisors, Inc. in Parma Heights, Florida. The SEC reports that Randy Stancik According to the SEC, on July 12, 2017, Martin Stancik pled guilty to one count …

Wil Rodriguez – Wilfred Rodriguez Jr. , Financial Advisor Barred From Securities Industry | Goodman & Nekvasil P.A., May Recover Losses Wil Rodriguez was previously registered with Wells Fargo Clearing Services, LLC in Boca Raton, Florida. According to Wil Rodriguez’ CRD, FINRA barred Wilfred Rodriguez from acting as a financial advisor or associating with a broker-dealer firm in October 2018, …