John Columbia, Two Arbitration Claims Filed Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses John Columbia CRD #4621944 John Columbia was previously licensed with Trident Partners Ltd. and J.D. Nicholas & Associates, Inc. According to John Columbia’s CRD, two arbitration claims were filed alleging sales practice violations against John Columbia. According to John Columbia’s CRD, these …

Charles Anderson – Charles Matthew Anderson, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Charles Anderson CRD #1494859 Charles Anderson was formerly licensed with Purshe Kaplan Sterling Investments and Morgan Stanley. FINRA reports that Charles Anderson was suspended from the securities industry for four months in December 2017. According to FINRA: Charles Anderson …

Rodney Welch – Rodney Dewayne Welch, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Rodney Welch, Rodney Dewayne Welch CRD #5628247 Rodney Welch was previously licensed with State Farm VP Management Corp. in Louisiana. FINRA reports that Rodney Welch was barred from the securities and investment banking industry in 2015.  ACCORDING TO FINRA: …

Joe Snyder – Joseph Murray Snyder III, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Joe Snyder, Joe Murray Snyder CRD #5950558 Joe Snyder was previously licensed with Allstate Financial Services, LLC in South Carolina. FINRA reports that Joe Snyder was barred from the securities and investment banking industry in 2015.  ACCORDING TO …

Barb Fife – Financial Advisor Barb Fife Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Barb Fife CRD #2341845 Barb Fife was previously licensed with LPL Financial LLC in Indiana. FINRA reports that Barb Fife was barred from the securities and investment banking industry in 2015.  ACCORDING TO FINRA: Barb Fife consented to the sanction …

Andre Mitchell, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Andre Mitchell, CRD #2145891 Andre Mitchell was previously licensed with MML Investors Services, LLC in New York. FINRA reports that Andre Mitchell was barred from the securities and investment banking industry in 2015.  ACCORDING TO FINRA: Andre Mitchell was named in a FINRA …

Tye Williams – Tye Calvin Williams, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Tye Williams, CRD #1271046 Tye Williams was previously licensed with Next Financial Group, Inc. in Texas. FINRA reports that Tye Williams was barred from the securities and investment banking industry in 2016.  ACCORDING TO FINRA: Tye Williams consented to …

Jeffrey Waldera – Jeffrey John Waldera, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jeffrey Waldera, Jeffrey John Waldera CRD# 3259898 Jeffrey Waldeara was a previously licensed financial advisor/broker with Robert W. Baird & Co. Incorporated in Wisconsin. FINRA reports that Jeffrey Waldera was suspended from the securities industry for five months in …

Sweet Life Homes, LLC Ordered to Cease and Desist by State of California | Goodman & Nekvasil P.A. May Recover Investor Losses Sweet Life Homes, LLC Ordered to Cease and Desist by State of California ACCORDING TO THE CALIFORNIA COMMISSONER OF BUSINESS OVERSIGHT’S FINDINGS:  At all relevant times, Sweet Life Homes, LLC (Sweet Life), was a California limited liability company …

Brian Royster – Brian Lamont Royster, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Brian Royster, CRD# 4766877 Brian Royster was a previously licensed financial advisor/broker with HD Vest Investment Services and LPL Financial LLC in Michigan. FINRA reports that Brian Royster was barred from the securities industry in 2017.    According to FINRA: …