Ron Willoughby Jr., Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Ron Willoughby Jr. CRD #2425926
Ron Willoughby is currently licensed with Kestra Investment Services, LLC. Ron Willoughby was previously licensed with LPL Financial LLC and Morgan Stanley. According to FINRA, Ron Willoughby was suspended from the securities industry for three months and fined $5,000 in April 2019. According to FINRA, Ron Willoughby engaged in an unsuitable pattern of short-term trading of Unit Investment Trusts in customer accounts.
According to Ron Willoughby’s CRD, a customer dispute was filed alleging unsuitable investments. According to Ron Willoughby’s CRD, this customer dispute was settled.
If you lost money on investments with Ron Willoughby and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Ron Willoughby’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Ron Willoughby and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange