Dick Sladek, Financial Advisor Dick Sladek Discharged from Merrill Lynch | Goodman & Nekvasil P.A., May Recover Investor Losses
Dick Sladek CRD #426080
Dick Sladek was a formerly licensed financial advisor with Merrill Lynch from 1978 to 2017. According to Dick Sladek’s CRD, Dick Sladek was discharged from Merrill Lynch in August 2017 relating to alleged conduct involving business practices inconsistent with Firm standards, including failure to disclose outside business activity and engaging in an unapproved financial arrangement with a client.
According to Dick Sladek’s CRD, a customer dispute was filed alleging sales practice violations against Dick Sladek. According to Dick Sladek’s CRD, these allegations include selling away, unsuitable investment recommendations, misrepresentations and omission of material facts and misappropriation of funds from April 2006 to March 2017. According to Dick Sladek’s CRD, this customer dispute settled for $625,000.
If you lost money on investments with Dick Sladek and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against concerning Dick Sladek’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Dick Sladek and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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