Dominic Tropiano – Financial Advisor Dominic Tropiano Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Dominic Tropian Financial Advisor CRD #4761462 Dominic Tropiano was formerly licensed with America Northcoast Securities, Inc. and Key Investment Services LLC. FINRA reports that Ricardo Rodriguez was barred from the securities and investment banking industry in May 2019. ACCORDING TO …

Mark Steven Rogers –  Financial Advisor/Broker Mark Steven Rogers’ Registration Revoked by Arkansas | Goodman & Nekvasil, P.A. May Recover Investor Losses Mark Steven Rogers CRD #4197673 Mark Rogers was a previously licensed financial advisor with LPL Financial LLC and SII Investments, Inc. in Arkansas. According to Mark Rogers’ CRD, the State of Arkansas revoked the registration of Mark Rogers …

Ronald Cameron – Ronald Patrick Cameron, Financial Advisor Fined by State of Arkansas | Goodman & Nekvasil P.A., May Recover Investor Losses Ronald Cameron CRD #2551641 Ronald Cameron is a currently licensed financial advisor/broker with International Assets Advisory, LLC. Ronald Cameron was a previously licensed financial advisor/broker with LPL Financial LLC and Raymond James Financial Services, Inc.in Arkansas. According to …

Ricardo Rodriguez, Ricardo Rodriguez-Stern, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Ricardo Rodriguez, Ricardo Rodriguez-Stern, CRD #4676168 Ricardo Rodriguez-Stern was previously licensed with J.P. Morgan Securities in New York. FINRA reports that Ricarod Rodriguez was barred from the securities and investment banking industry in March 2018. ACCORDING TO FINRA: Ricardo Rodriguez-Stern was …

Joseph Thurnherr – Joseph Morris Thurnherr, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Joseph Thurnherr, Joseph Morris Thurnherr CRD #5045624 Joseph Thurnherr is currently licensed with Wynston Hill Capital, LLC and was formerly licensed with Spartan Capital Securities, LLC in New York. According to Joseph Thurnherr’s CRD, Joseph Thurnherr was suspended from …

Michael Clarke – Michael Joseph Clarke, Complaint Filed by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Clarke, Michael Joseph Clarke CRD #1078211 Michael Clarke is licensed with Avatar Capital Group LLC. Michael Clarke was previously licensed with Marv Capital Inc. and Tradition Asiel Securities, Inc. ACCORDING TO FINRA: Michael Clarke was named a respondent in a …

Diana Stamborski – Diana Lynne Stamborski, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Diana Stamborski, Diana Lynne Stamborski, Diana Rulle CRD #1240581 Diana Stamborski was formerly licensed with LaSalle St. Securities LLC in Palatine, Illinois.FINRA reports that Diana Stamborski was suspended from the securities industry for two months and fined $5,000 in …

Bill Paterson – William Haug Paterson, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Bill Paterson, William Haug Paterson CRD #3132630 Bill Paterson was previously licensed with FINRA reports that Bill Paterson was barred from the securities industry in November 2017.    ACCORDING TO FINRA: Bill Paterson consented to the sanction and to the …

Peter Bakalis – Financial Advisor Peter Bakalis Discharged from Firm | Goodman & Nekvasil P.A., May Recover Investor Losses Peter Bakalis CRD #4587325 Peter Bakalis is currently licensed with D.H. Hill Securities, LLLP and was previously licensed with Sigma Financial Corporation in Michigan. According to Peter Bakalis’ CRD, Peter Bakalis was discharged from Sigma Financial Corporation in October 2018. According to …

Sanctum Publishing & Marketing and Sanctum Media Group, SEC Investigates CEO | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  From 2012 through September 2015, Respondent was the Chief Executive Officer and majority shareholder of Sanctum Publishing & Marketing, Limited, Inc. (“SPM”) and Sanctum Media Group, Inc. (“SMG”). During the time period alleged in the complaint …