Steve Whittaker, Financial Advisor Steve Whittaker Discharged from Firm | Goodman & Nekvasil P.A., May Recover Investor Losses
Steve Whittaker CRD #831764
Steve Whittaker was a previously licensed financial advisor with First Financial Equity Corporation. According to Steve Whittaker’s CRD, Steve Whittaker was discharged from First Financial Equity Corporation in April 2019. According to Steve Whittaker’s CRD, Steve Whittaker was discharged for alleged undisclosed outside business activities – tax planning including for clients of the firm.
According to Steve Whittaker’s CRD, a customer dispute was filed alleging sales practice violations against Steve Whittaker. According to Steve Whittaker’s CRD, these allegations include unauthorized trades and suitability. According to Steve Whittaker’s CRD, this customer dispute is currently pending.
If you lost money on investments with Steve Whittaker and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against concerning Steve Whittaker’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Steve Whittaker and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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