Manish Shah, Financial Advisor Manish Shah Discharged from Firm | Goodman & Nekvasil P.A., May Recover Investor Losses
Manish Shah CRD #2660432
Manish Shah was previously licensed with Northwestern Mutual Services, LLC from 2003 to 2019. According to Manish Shah’s CRD, Manish Shah was discharged from Northwestern Mutual Investment Services, LLC in March 2019. According to Manish Shah’s CRD, Manish Shah was discharged while under internal review for violating firm policy by borrowing money from a customer, following his admission that Manish Shah altered a document to make it appear that the customer was a beneficiary on his (lapsed) life policy which he then sent to the customer’s CPA as an attachment in an email, and the firm’s discovery that in response to the firm’s investigation request that Manish Shah produce all communications between himself and the customer’s CPA, the altered document was not included when Manish Shah forwarded said email to the firm in response to its request.
According to Manish Shah’s CRD, a customer dispute was filed with the customer alleging that Manish Shah induced her through false representations to lend him $200,000 and also alleged claims including fraud and conversion. According to Manish Shah’s CRD, this customer dispute was settled for $145,865.95
If you lost money on investments with Manish Shah and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against concerning Manish Shah’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Manish Shah and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange