Scott Mason, Financial Advisor Scott Mason Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Scott Mason CRD #3207386 Scott Mason was a formerly licensed financial advisor with Voya Financial Advisors, Inc and LPL Financial LLC. According to Scott Mason’s CRD, Scott Mason was suspended from the securities industry for four months in July 2019. According …

Craig Siegel, Financial Advisor Craig Siegel Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Craig Siegel CRD #5759415 Craig Siegel was a formerly licensed financial advisor with Portfolio Advisors Alliance, LLC. According to Craig Siegel’s CRD, Craig Siegel was suspended from the securities industry indefinitely beginning on May 10, 2019. According to Craig Siegel’s CRD, …

Equal Earth Inc. – SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC Allegations: From 2013 to 2015, Equal Earth, Inc. (“Equal Earth”), its CEO, Andrew Duggan, and its COO, Mark Hamade defrauded hundreds of investors who had invested millions of dollars in their company. Equal Earth claimed it was a green energy …

Cambridge Investment Research, Inc. Ordered to Pay $210,000 in Compensatory Damages | Goodman & Nekvasil, P.A. May Recover Investor Losses According to the FINRA AWARD: Claimant asserted the following causes of action: actual fraud, constructive fraud, misrepresentation/omission of material facts, breach of contract, negligence, and violation of Maryland Securities Act. The causes of action relate to Marathon Patent Group, Inc. …

Pedro Gonzalez-Seijo, Financial Advisor Pedro Gonzalez-Seijo Pleads Guilty to Bank Fraud | Goodman & Nekvasil P.A., May Recover Investor Losses Pedro Gonzalez-Seijo CRD #2182912 Pedro Gonzalez-Seijo was a formerly licensed financial advisor with Transamerica Financial Advisors, Inc. According to the SEC, Pedro Gonzalez-Seijo was barred from the securities industry in July 2019. According to the SEC Findings: On January 31, …

Richard Cagle, Customer Disputes Filed Involving Financial Advisor Richard Cagle | Goodman & Nekvasil P.A., May Recover Investor Losses Richard Cagle CRD #2122648 Richard Cagle was previously licensed with Hilltop Securities Independent Network Inc. According to Richard Cagle’s CRD, two customer disputes alleging sales practice violations against Richard Cagle have been settled. According to Richard Cagle’s CRD, these allegations include …

Linda Zara, Financial Advisor Linda Zara Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Linda Zara Financial Advisor CRD #2322009 Linda Zara was formerly licensed with Summit Brokerage Services, Inc. and Wells Fargo Clearing Services LLC. According to Linda Zara’s CRD, Linda Zara was suspended from the securities industry in July 2019. According to FINRA: …

FourPlay Sports, LLC and Teaser Fever – Owner Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses FourPlay Sports LLC is and Teaser Fever are, according to FINRA, companies that were intended to be monetized fantasy sports games. According to FINRA, the owners of FourPlay Sports LLC and Teaser Fever began to reach out to potential …

Gordon Roberts – Customer Dispute Filed Involving Financial Advisor Gordon Roberts | Goodman & Nekvasil PA May Recover Investor Losses Gordon Roberts Financial Advisor CRD #1474475 Gordon Roberts is a currently licensed financial advisor with Berthel, Fisher & Company Financial Services. According to Gordon Roberts’ CRD, a customer dispute alleging sales practice violations against Gordon Roberts has been filed and …

Tina Martinez, Financial Advisor Tina Martinez Barred from Securities Industry by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Tina Martinez CRD #5012793 Tina Martinez was a formerly licensed financial advisor with Farmers Financial Solutions, LLC. According to Tina Martinez’ CRD, Tina Martinez was barred from the securities industry in July 2019. According to Tina Martinez’ CRD, Tina …