Scott Riley – Financial Advisor Scott Riley Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Scott Riley CRD #5178446 Scott Riley is a financial advisor who was previously licensed with Edward Jones. According to FINRA, Scott Riley was suspended from associating with any FINRA member firm in any capacity for three months. According to FINRA …

John Tillotson – Financial Advisor John Tillotson Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses John Tillotson CRD #1320717 John Tillotson is a financial advisor who is licensed with Stifel, Nicolaus & Company, Incorporated. John Tillotson was previously licensed with Morgan Stanley. According to FINRA, John Tillotson was fined $5,000 and was suspended from the …

Michael Nixon, Financial Advisor Michael Nixon Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Nixon CRD #2169631 Michael Nixon is a financial advisor who is licensed with Paulson Investment Company LLC. According to FINRA, Michael Nixon was fined $5,000 and was suspended from the securities industry for fifteen days in August 2019. According to …

Michael Johnson – Financial Advisor Michael Johnson Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Johnson aka Michael Eric Johnson CRD #2261413 Michael Johnson was a previously licensed financial advisor with United Planners’ Financial Services of America and LPL Financial LLC. According to FINRA, Michael Johnson was barred from the securities industry in October …

Stephen Kelbick, Financial Advisor Stephen Kelbick Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Stephen Kelbick CRD #1429133 Stephen Kelbick is a financial advisor who was previously licensed with Wells Fargo Clearing Services, LLC and Morgan Stanley. According to FINRA, Stephen Kelbick was fined $5,000 and was suspended from the securities industry for fifteen days …

Leonard Kuczynski, Financial Advisor Leonard Kuczynski Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Leonard Kuczynski CRD #863341 Leonard Kuczynski is a financial advisor who was previously licensed with Innovation Partners LLC. According to FINRA, Leonard Kuczynski was fined $10,000 and was suspended from the securities industry for four months in August 2019. According to …

John Cangialosi, Two Recent Customer Disputes Filed Alleging Sales Practice Violations Against John Cangialosi | Goodman & Nekvasil P.A., May Recover Investor Losses John Cangialosi CRD #3273830 John Cangialosi is currently licensed with Worden Capital Management LLC. According to John Cangialosi’s CRD, two customer disputes alleging sales practice violations against John Cangialosi have been recently filed. Customer Dispute 7/1/19: Allegations include …

Timothy Kenska – Arbitration Claims Filed Involving Financial Advisor Timothy Kenska | Goodman & Nekvasil P.A., May Recover Investor Losses Timothy Kenska CRD #4894163 Timothy Kenska has been licensed with Citigroup Global Markets, Inc. since 2007 according to Timothy Kenska’s CRD, two customer disputes alleging sales practice violations against Timothy Kenska have been settled. Customer Dispute 8/8/17: Claimant alleges she …

FINRA Bars Bryan Clark: Financial Advisor/Broker Bryan Clark Barred from Securities Industry Bryan Clark CRD #2987321 Bryan Clark was a previously licensed financial advisor with American Portfolios Financial Services, Inc. and Kestra Investment Services, LLC. According to FINRA, Bryan Clark was barred from the securities industry in October 2018. ACCORDING TO FINRA: In June 2019, during the course of Enforcement’s …

Stephen Shea – FINRA Files Complaint Against Financial Advisor Stephen Shea | Goodman & Nekvasil P.A., May Recover Investor Losses Stephen Shea CRD #3274649 Stephen Shea was a previously licensed financial advisor with Arete Wealth Management, LLC, Penserra Securities, LLC and Gordian Investments, LLC. ACCORDING TO FINRA: On May 8, 2019, FINRA made a preliminary determination to recommend that disciplinary …