Paul Pitsironis – Financial Advisor/Broker Paul Pitsironis Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Paul Pitsironis aka Apostolos Pitsironis CRD #2804907
Paul Pitsironis was a formerly licensed financial advisor/broker with Janney Montgomery Scott LLC and Wells Fargo. According to FINRA, Paul Pitsironis was barred from the securities industry in September 2019.
According to FINRA: Paul Pitsironis consented to the sanction and to the entry of findings that Paul Pitsironis converted $411,000 in customer funds. The findings stated that Paul Pitsironis electronically transmitted the $411,000 in cash from a customer’s securities account at Paul Pitsironis’ member firm to a bank account Paul Pitsironis controlled through automated clearing-house transfers, without the customer’s knowledge or consent. Upon learning of Pitsironis’ actions, the firm made the customer whole.
According to Paul Pitsironis’ CRD, a customer dispute was filed alleging sales practice violations against Paul Pitsironis. According to Paul Pitsironis’ CRD, client alleged that Paul Pitsironis transferred assets from their account to a third-party bank account not in the clients’ name. This customer dispute was settled for $411,000.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Paul Pitsironis and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Paul Pitsironis’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Paul Pitsironis and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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