Atul Makharia – Two Customer Disputes Filed Involving Financial Advisor Atul Makharia | Goodman & Nekvasil, P.A. May Recover Losses Atul Makharia Financial Advisor CRD #5070762 Atul Makharia is a currently licensed financial advisor with Centaurus Financial, Inc. Atul Makharia was previously licensed with J.P. Turner & Company LLC. According to Atul Makharia’s CRD, two customer disputes alleging sales practice …

Brenda Smith – Financial Advisor/Broker Brenda Smith Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Brenda Smith CRD #4348518 -Update 8/29/19- SEC Files Complaint Against Brenda Smith Alleging Fraud and Ponzi Scheme Brenda Smith was a formerly licensed financial advisor with CV Brokerage, Inc. According to Brenda Smith’s CRD, Brenda Smith was barred from the …

James Booth, Financial Advisor James Booth Discharged from LPL Financial LLC | Goodman & Nekvasil P.A., May Recover Investor Losses James Booth Financial Advisor CRD #1906145 James Booth is a formerly licensed financial advisor with LPL Financial LLC and Invest Financial Corporation. According to James Booth’s CRD, James Booth was discharged from LPL Financial LLC in May 2019. According to …

Greg Lane, Financial Advisor Greg Lane Barred from Securities Industry by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Greg Lane CRD #1400032 Greg Lane was a formerly licensed financial advisor with Raymond James & Associates, Inc. and Morgan Keegan & Company, Inc. According to Greg Lane ’s CRD, Greg Lane was barred from the securities industry in …

Zvi Benson, Financial Advisor Zvi Benson Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Zvi Benson CRD #2994766 Zvi Benson is a formerly licensed financial advisor with Paulson Investment Company LLC and H.C. Wainwright & Co. LLC. According to Zvi Benson’s CRD, Zvi Benson was suspended from the securities industry in July 2019 and fined …

Noble Royalty Access Fund Investigation – Noble Royalty Access Fund Investors May Have Suffered Losses | Goodman & Nekvasil, P.A. May Recover Losses Noble Royalties is, according to Bloomberg, a company which specializes in acquiring funds, and manages oil, gas, and coal royalty properties. It acquires producing and non-producing oil royalties, gas royalties, and overriding royalties in the United States. …

Jeffrey Nimmow – Three Customer Disputes Filed Involving Financial Advisor Jeffrey Nimmow | Goodman & Nekvasil, P.A. May Recover Investor Losses Jeffrey Nimmow Financial Advisor CRD #2693601 Jeffrey Nimmow was a formerly licensed financial advisor with Forest Securities, Inc. According to Jeffrey Nimmow’s CRD, Jeffrey Nimmow was discharged from Forest Securities, Inc. in March 2018. According to Jeffrey Nimmow’s CRD, …

Forest Securities Financial Advisor Discharged from Forest Securities | Goodman & Nekvasil P.A., May Recover Losses Forest Securities is, according to Forest Securities’ website, formed in 1984. It is a full service Broker/Dealer offering Traditional Investments. It also provides Alternative Investments for Accredited Investors. According to Forest Securities’ website, Forest Securities was formed with the philosophy that true indepence from …

Marty Collins – Arbitration Claim Filed Involving Financial Advisor Marty Collins | Goodman & Nekvasil P.A., May Recover Losses Marty Collins aka Harold Collins Financial Advisor CRD #4366651 Marty Collins was a formerly licensed financial advisor with LPL Financial LLC. According to Marty Collins’ CRD, an arbitration claim alleging sales practice violations against Marty Collins has been filed.  Customer Dispute …

Troy Nelson – Financial Advisor Found Liable by Arbitration Panel | Goodman & Nekvasil P.A., May Recover Investor Losses  Troy Nelson Financial Advisor CRD #3077843 Troy Nelson has been licensed with Edward Jones since 1998 in North Dakota. According to FINRA, an arbitration claim was filed alleging that during Claimant’s divorce proceedings, Troy Nelson and Edward Jones disbursed marital funds …