Joseph Roop – Customer Disputes Filed Involving Financial Advisor/Broker Joseph Roop
Joseph Roop CRD #2774470
Joseph Roop is a formerly licensed financial advisor with Kalos Capital, Inc.
According to Joseph Roop’s CRD, two customer disputes have been recently filed alleging sales practice violations against Joseph Roop.
Customer Dispute 7/8/19: Client alleges unsuitable investments in alternative securities (REITS, etc.) during the time period 11/2012 to 05/2017. This customer dispute is pending and seeks $450,000.
Customer Dispute 10/2/18: Clients allege unsuitable investments and sale of securities by a rep that was not properly registered in the State of Alabama. Approximate time period of all investments was January 2011 – July 2014.
If you lost any money on investments with Joseph Roop, you may be able to recover your losses. If you lost money on investments with Joseph Roop and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Joseph Roop’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Joseph Roop and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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