Randolph George (Randy George) – Financial Advisor/Broker Randy George Sanctioned by State of Colorado | Goodman & Nekvasil P.A., May Recover Investor Losses Randy George Financial Advisor CRD #2265347 Randy George is a formerly licensed financial advisor with Ameriprise Financial Services, Inc. and Waddell & Reed. According to Randy George’s BrokerCheck Report, Randy George was sanctioned by the State of …

Jason Steven Hawke (Jason Hawke) – Financial Advisor/Broker Jason Hawke Discharged by National Securities Corp. | Goodman & Nekvasil P.A., May Recover Investor Losses Jason Hawke CRD #4177415 Jason Hawke was a formerly licensed financial advisor with National Securities Corporation. According to Jason Hawke’s BrokerCheck report, Jason Hawke was discharged from National Securities Corp. in March 2019.   According to …

Artec Global Media, Inc. – State of California Issues Desist and Refrain Order | Goodman & Nekvasil P.A. May Recover Investor Losses According to the State of California Department of Business Oversight At all relevant times, Artec Global Media, Inc. (Artec) was a Nevada corporation located at various addresses: 249 South Highway 101, # 324, Solana Beach, California 92075; and …

Encore Releasing Inc. – State of California Issues Desist and Refrain Order | Goodman & Nekvasil P.A. May Recover Investor Losses According to the State of California Department of Business Oversight Encore Releasing Inc. (Encore) was a Nevada Corporation formed on or around April 13, 2010. The Nevada Secretary of State revoked Encore’s status on or around April 30, 2013. …

Scott Steinhorst – Financial Advisor/Broker Scott Steinhorst Discharged by Wintrust Investments LLC | Goodman & Nekvasil P.A., May Recover Investor Losses Scott Steinhorst CRD #3274380 Scott Steinhorst was a formerly licensed financial advisor with Wintrust Investments LLC. According to Scott Steinhorst’s BrokerCheck report, Scott Steinhorst was discharged from Wintrust Investments LLC in September 2019. According to Scott Steinhorst’s BrokerCheck Report: …

Overlake Capital LLC – Charged by State of Washington | Goodman & Nekvasil P.A. May Recover Investor Losses According to the State of Washington Securities Division The Securities Administrator of the State of Washington has reason to believe that the Respondents Overlake Capital, LLC, Overlake Capital Real Estate Fund I, LLLP, Overlake Capital Real Estate Fund II, LLLP, Overlake Capital …

Trickling Springs Creamery – Ordered to Show Cause by State of Pennsylvania  | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Pennsylvania Department of Banking and Securities: Trickling Springs Creamery failed to provide some or all of the Investors with financial statements regarding Trickling Springs Creamery, which disclosure would have been material for a reasonable investor to …

Robert Gerard Merlo (Robert Merlo) – Financial Advisor/Broker Robert Merlo Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Robert Gerard Merlo (Robert Merlo) CRD #1608409 Robert Merlo was a formerly licensed financial advisor with Allstate Financial Services, LLC. According to Robert Merlo’s BrokerCheck report, Robert Merlo was barred from the securities industry in January 2019. …

Rita Dulya (Rita Masluk) – Financial Advisor/Broker Rita Dulya Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Rita Dulya (Rita Masluk) CRD #2050796 Rita Dulya was a formerly licensed financial advisor with Kovack Securities, Inc. According to Rita Dulya’s BrokerCheck report, Rita Dulya was barred from the securities industry in November 2018. According to FINRA …

MannaRobotics  – MannaRobotics Co. Ordered to Cease and Desist by State of Oklahoma | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Oklahoma Department of Securities: Beginning in January 2019, Eric Smalls, on behalf of Manna Robotics, offered and sold Promissory Notes and Security agreements and Capital Stock to investors. The cease and deist letter issued by …