Shawn Michael Clark (Shawn Clark) Financial Advisor/Broker Shawn Clark | Goodman & Nekvasil, P.A. May Recover Investor Losses on Conservation Easement Investments Shawn Michael Clark (Shawn Clark) CRD #6723045 Shawn Clark is a licensed financial advisor with Center Street Securities, Inc. According to SEC regulatory filings, Shawn Clark has been, or will be paid directly or indirectly, commissions or other …

David Alan Shindel (David Shindel) Financial Advisor/Broker David Shindel | Goodman & Nekvasil, P.A. May Recover Investor Losses on Conservation Easement Investments David Shindel CRD #4520784 David Shindel was a previously licensed financial advisor with United Planners’ Financial Services of America. According to SEC regulatory filings, David Shindel has been, or will be paid directly or indirectly, commissions or other …

James Bradley Teegarden (Jim Teegarden) Financial Advisor/Broker Jim Teegarden | Goodman & Nekvasil, P.A. May Recover Investor Losses on Conservation Easement Investments Jim Teegarden CRD #2812366 Jim Teegarden is a licensed financial advisor with Lion Street Financial, LLC. According to SEC regulatory filings, Jim Teegarden has been, or will be paid directly or indirectly, commissions or other similar compensation in …

Jay Steven Salamone (Jay Salamone) Financial Advisor/Broker Jay Salamone | Goodman & Nekvasil, P.A. May Recover Investor Losses on Conservation Easement Investments Jay Steven Salamone (Jay Salamone) CRD #3240435 Jay Salamone is a licensed financial advisor with International Assets Advisory, LLC. Jay Salamone was previously licensed with G.A. Repple & Company and Transamerica Financial Advisors, Inc. According to SEC regulatory …

Kerry Alan Cox (Kerry Cox) Financial Advisor/Broker Kerry Cox | Goodman & Nekvasil, P.A. May Recover Investor Losses on Conservation Easement Investments Kerry Alan Cox (Kerry Cox) CRD #1727499 Kerry Cox is a licensed financial advisor with Money Concepts Capital Corp. According to SEC regulatory filings, Kerry Cox has been, or will be paid directly or indirectly, commissions or other …

John Halsey Buck (John Buck) – Financial Advisor John Buck Barred from Securities Industry ​ | Goodman & Nekvasil P.A., May Recover Investor Losses John Halsey Buck (John Buck) Financial Advisor CRD #34383 John Halsey Buck was licensed with Morgan Stanley from 2010 to 2018. FINRA reports that John Buck was discharged from Morgan Stanley on January 29, 2018. Morgan Stanley reported …

Louis Mark Miller (Louis Miller) Financial Advisor/Broker Louis Miller Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Louis Mark Miller (Louis Miller) CRD #3054955 Louis Miller is a previously licensed financial advisor with LPL Financial. According to FINRA, Louis Miller was barred from the securities industry in October 2019. According to the FINRA Complaint: Louis …

Andrew Justin Grant (Andrew Grant) Financial Advisor/Broker Andrew Grant Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Andrew Grant Financial Advisor/Broker CRD #2709882 Andrew Grant is a currently licensed financial advisor with Laidlaw & Company (UK) Ltd. According to FINRA, Andrew Grant was suspended from the securities industry for 15 days and fined $5,000 …

Harbor Gate at Seadrift Holdings, LLC – Goodman & Nekvasil P.A. May Recover Investor Losses on Conservation Easements The Internal Revenue Service announced a significant increase in enforcement actions for syndicated conservation easement transactions, a priority compliance area for the agency. Harbor Gate at Seadrift Holdings LLC  filed a form D to raise capital from 224 investors beginning on December …

Monterrey Cove Holdings, LLC – Goodman & Nekvasil P.A. May Recover Investor Losses on Conservation Easements Goodman & Nekvasil, P.A. is investigating potential investment fraud claims involving broker-dealers who sold conservation easements to unsuspecting investors. The Internal Revenue Service announced a significant increase in enforcement actions for syndicated conservation easement transactions, a priority compliance area for the agency. Monterrey Cove …