Aaron Scott McKinney (Aaron McKinney) – Financial Advisor/Broker Aaron McKinney Named in Oklahoma Enforcement Agreement | Goodman & Nekvasil P.A., May Recover Investor Losses Aaron McKinney CRD #5942633 Aaron McKinney is a licensed financial advisor with Cetera Advisors LLC. Aaron McKinney was named in an Oklahoma Enforcement Agreement. According to the Agreement: In a letter dated October 24, 2016, Cetera …

Robert P. Allen (Robert Allen): Financial Advisor/Broker Robert Allen Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Robert P. Allen (Robert Allen) CRD #6267678 Robert Allen was a formerly licensed financial advisor with Country Capital Management Company. According to Robert Allen’s CRD, Robert Allen was suspended from the securities industry by FINRA for three months …

Adam Ross Lunceford (Adam Lunceford) – Financial Advisor/Broker Adam Lunceford Has a Customer Dispute | Goodman & Nekvasil, P.A. May Recover Investor Losses Adam Lunceford CRD # 4686499 Adam Lunceford is a currently licensed financial advisor/broker with LPL Financial LLC. According to Adam Lunceford’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Adam Lunceford. Customer …

Steven Harwell Owen (Steven Owen) – Financial Advisor/Broker Steven Owen Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Steven Harwell Owen (Steven Owen) CRD #4302165 Steven Owen was a formerly licensed financial advisor with PFS Investments, Inc. and Ameriprise Financial Services, Inc. According to Steven Owen’s BrokerCheck report, Steven Owen was barred from the securities …

Juan Carlos Uribe (Juan Uribe) – Financial Advisor/Broker Juan Uribe Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Juan Carlos Uribe (Juan Uribe) CRD #4527409 Juan Uribe was a formerly licensed financial advisor with Wells Fargo Clearing Services LLC. Juan Uribe was a previously licensed financial advisor with JP Morgan Securities LLC. According to Juan …

Cecil Allen Ross (Cecil Ross) – Financial Advisor/Broker Cecil Ross Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Cecil Ross CRD #2391047 Cecil Ross was a formerly licensed financial advisor with LPL Financial LLC. Cecil Ross is currently licensed with International Assets Advisory, LLC. FINRA reports that Cecil Ross was fined $5,000 and suspended from …

Sharon Zhang – Financial Advisor/Broker Sharon Zhang Previously Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Sharon Zhang aka Mengxuan Zhang CRD #6548853 Sharon Zhang was a formerly licensed financial advisor with Cetera Investment Services LLC. FINRA reports that Sharon Zhang was previously fined $5,000 and suspended from the securities industry for one month in …

Albert Foronda – Financial Advisor/Broker Albert Foronda Under Investigation by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Albert Foronda CRD #5737620 Albert Foronda is a licensed financial advisor with Spartan Capital Securities LLC. Albert Foronda was a previously licensed financial advisor with Worden Capital Management LLC. According to Albert Foronda’s BrokerCheck report, Albert Foronda is under investigation …

Anthony Wayne March (Anthony March) – Investment Adviser Anthony Wayne March Charged with Securities Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses According to the United States Attorney’s Office: United States Attorney Robert J. Higdon, Jr. announced that a federal grand jury has returned an Indictment charging ANTHONY WAYNE MARCH, 48, of Wake Forest, North Carolina, with one count of …

Stephen Douglas Fry (Steve Fry) – Memphis Financial Advisor Stephen Douglas Fry Pleads Guilty to Fraud Charges | Goodman & Nekvasil P.A. May Recover Investor Losses Stephen Douglas Fry (Steve Fry) CRD #2928258 According to the United States Attorney’s Office: Stephen Douglas Fry, 72, a Memphis-area financial advisor, pled guilty to a three-count information charging him with mail and wire fraud …