Andrew Justin Grant (Andrew Grant) Financial Advisor/Broker Andrew Grant Previously Suspended from Securities Industry

Andrew Justin Grant (Andrew Grant) Financial Advisor/Broker Andrew Grant Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses

Andrew Grant Financial Advisor/Broker CRD #2709882

Andrew Grant is a currently licensed financial advisor with Laidlaw & Company (UK) Ltd. According to FINRA, Andrew Grant was suspended from the securities industry for 15 days and fined $5,000 in January 2020.

According to the FINRA Complaint:

From January 1, 2018 through April 30, 2019, while associated with Laidlaw, Grant effected 634 trades in 13 customer accounts using discretion without the customers’ prior written authorization and without the Firm accepting these accounts as discretionary in writing.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with Andrew Grant and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Andrew Grant’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Andrew Grant and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 1/20/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

Andrew Justin Grant, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, SEC, Andrew Justin Grant

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