Lester William Burroughs (Chad Burroughs) Financial Advisor/Broker Chad Burroughs Barred from Securities Industry

Lester William Burroughs (Chad Burroughs) Financial Advisor/Broker Chad Burroughs Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Lester William Burroughs (Chad Burroughs) CRD #1413972 Chad Burroughs was a previously licensed financial advisor/broker with Lincoln Investment. Chad Burroughs was barred from the securities industry by the SEC in January 2020. According to the SEC: On December …

Authotecq – Operators of Authotecq Scam Sentenced to Prison

Authotecq – Operators of Authotecq Scam Sentenced to Prison by State of California | Goodman & Nekvasil P.A. May Recover Investor Losses According to the State of California: California Attorney General Xavier Becerra announced that three individuals have been sentenced to state prison terms ranging from three to 30 years for an over $11 million investment scheme that targeted elderly investors. …

Blueprint Wealth Partners, LLC – State of California Enters into Consent Order

Blueprint Wealth Partners, LLC – State of California Enters into Consent Order | Goodman & Nekvasil P.A. May Recover Investor Losses According to the State of California: Blueprint Wealth Partners, LLC is a limited-liability company owned by Cory Burnell. Burnell, as sole principal of Blueprint, managed client investment accounts on a discretionary basis through LPL Financial, LLC and Interactive Brokers Group, …

Northwest Financial & Tax Solutions, Inc. – Goodman & Nekvasil P.A. May Recover Investor Losses

Northwest Financial & Tax Solutions, Inc.  – Goodman & Nekvasil P.A. May Recover Investor Losses Jeffrey Dixson is the founder and president of Northwest Financial & Tax Solutions, Inc. According to Jeffrey Dixson’s BrokerCheck report, four customer disputes alleging sales practice violations against Jeffrey Dixson are currently pending. According to Jeffrey Dixson’s BrokerCheck Report, an outside business activity Jeffrey Dixson …

Heather Peterson Weber (Heather Weber) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Heather Weber

Heather Peterson Weber (Heather Weber) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Heather Weber | Goodman & Nekvasil P.A., May Recover Investor Losses Heather Peterson Weber (Heather Weber) CRD #2911524 Heather Weber is a currently licensed financial advisor/broker with Merrill Lynch. According to Heather Weber’s BrokerCheck Report, since 2015, seven customer disputes have been filed alleging …

EquiAlt LLC – SEC Files Complaint Against EquiAlt LLC and EquiAlt Fund

EquiAlt LLC – SEC Files Complaint Against EquiAlt LLC and EquiAlt Fund | Goodman & Nekvasil P.A. May Recover Investor Losses Defendants Include: EQUIALT LLC, EQUIALT FUND, LLC, EQUIALT FUND II, LLC, EQUIALT FUND III, LLC, EA SIP, LLC, BRIAN DAVISON and BARRY M. RYBICKI According to the SEC Complaint: The Commission brings this emergency action to halt an ongoing fraud …

Shapour Reza Ejlal (Shapour Ejlal) – Financial Advisor/Broker Shapour Ejlal Discharged from J.P. Morgan Securities LLC

Shapour Reza Ejlal (Shapour Ejlal) – Financial Advisor/Broker Shapour Ejlal Discharged from J.P. Morgan Securities LLC | Goodman & Nekvasil P.A., May Recover Investor Losses Shapour Reza Ejlal (Shapour Ejlal) Financial Advisor/Broker CRD #1247346 Shapour Ejlal was a previously licensed financial advisor/broker with Wynston Hill Capital, LLC, Andrew Garrett Inc., Aegis Capital Corp., and J.P. Morgan Securities LLC. According to …

Angel A. Morey-Noble (Angel Morey) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Angel Morey Involving Puerto Rico Closed-end funds and/or Municipal Bonds

Angel A. Morey-Noble (Angel Morey) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Angel Morey Involving Puerto Rico Closed-end  funds and/or Municipal Bonds| Goodman & Nekvasil P.A., May Recover Investor Losses Angel A. Morey-Noble (Angel Morey) CRD #4054932 Angel Morey is a currently licensed financial advisor/broker with Nationwide Planning Associates Inc. Angel Morey was a previously licensed …

Justin Ray Deiter (Justin Deiter) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Justin Deiter

Justin Ray Deiter (Justin Deiter) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Justin Deiter | Goodman & Nekvasil P.A., May Recover Investor Losses Justin Ray Deiter (Justin Deiter) CRD #5225102 Justin Deiter is a currently licensed financial advisor/broker with Spartan Capital Securities, LLC. Justin Deiter was a previously licensed financial advisor/broker with Allied Millennial Partners, LLC …

Mark Andrew Miranda (Mark Miranda) – Customer Dispute Filed Involving Financial Advisor/Broker Mark Miranda

Mark Andrew Miranda (Mark Miranda) – Customer Dispute Filed Involving Financial Advisor/Broker Mark Miranda | Goodman & Nekvasil P.A. May Recover Investor Losses Mark Andrew Miranda (Mark Miranda) CRD #2793426 Mark Miranda is a currently licensed financial advisor/broker with Spartan Capital Securities, LLC and Network 1 Financial Securities Inc. According to Mark Miranda’s BrokerCheck Report, a final, consumer-initiated, investment-related arbitration …