Gregory J. Stouffer (Gregory Stouffer) Financial Advisor/Broker Gregory Stouffer Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Gregory Stouffer CRD #4213487 Gregory Stouffer was a previously licensed financial advisor/broker with Fidelity Brokerage Services, LLC. FINRA reports that Gregory Stouffer was barred from the securities industry in April 2020. According to FINRA: Gregory Stouffer consented to …
Jason Scott McBride (Jason McBride) – Customer Disputes Filed Involving Financial Advisor/Broker Jason McBride
Jason Scott McBride (Jason McBride) – Customer Disputes Filed Involving Financial Advisor/Broker Jason McBride | Goodman & Nekvasil P.A. May Recover Investor Losses Jason Scott McBride (Jason McBride) CRD #1875972 Jason McBride is a licensed financial advisor with Forta Financial Group, Inc. According to Jason McBride’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Jason …
Steven M Netzel (Steve Netzel) – Customer Dispute Filed Involving Financial Advisor/Broker Steve Netzel
Steven M Netzel (Steve Netzel) – Customer Dispute Filed Involving Financial Advisor/Broker Steve Netzel | Goodman & Nekvasil P.A. May Recover Investor Losses Steven M Netzel (Steve Netzel) CRD #2863170 Steve Netzel is a previously licensed financial advisor with Kalos Capital, Inc. According to Steve Netzel’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Steve …
Todd Joseph Henrich (Todd Henrich) – Financial Advisor/Broker Todd Henrich Suspended from Securities Industry
Todd Joseph Henrich (Todd Henrich) – Financial Advisor/Broker Todd Henrich Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Todd Henrich CRD #5931911 Todd Henrich was a previously licensed financial advisor/broker with National Securities Corporation. According to FINRA, Todd Henrich was suspended from the securities industry indefinitely beginning December 2019. If you lost any money on any …
Charles James Euler (Charles Euler) Financial Advisor/Broker Charles Euler Barred from Securities Industry
Charles James Euler (Charles Euler) Financial Advisor/Broker Charles Euler Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Charles Jonathan Evan (Charles Euler) CRD #202696 According to Charles Euler’s BrokerCheck Report: Charles Euler was a previously licensed financial advisor/broker with Janney Montgomery Scott LLC. According to FINRA: Charles Euler refused to appear for on-the-record testimony that …
Martin Hunter McFarlin (Hunter McFarlin) – Customer Dispute Filed Involving Financial Advisor/Broker Hunter McFarlin
Martin Hunter McFarlin (Hunter McFarlin) – Customer Dispute Filed Involving Financial Advisor/Broker Hunter McFarlin | Goodman & Nekvasil P.A. May Recover Investor Losses Martin Hunter McFarlin aka Hunter McFarlin CRD #2838151 Hunter McFarlin is a licensed financial advisor with Arkadios Capital. Hunter McFarlin was previously licensed with Kalos Capital, Inc. According to Hunter McFarlin’s BrokerCheck report, a customer dispute has …
Dennis Haywood – Customer Dispute Filed Involving Financial Advisor/Broker | Recover Losses
Dennis Haywood – Customer Dispute Filed Involving Financial Advisor | Goodman & Nekvasil P.A. May Recover Investor Losses Dennis Haywood CRD #5850275 Dennis Haywood a/k/a Dennis Michael Haywood is a licensed financial advisor with Crown Capital Securities, L.P. Dennis Haywood is also employed with Barndollar Financial and Barndollar Advisory Services, Inc. According to Dennis Haywood’s BrokerCheck report, a customer dispute …
Q3 Holdings LLC – CFTC Charges Q3 Holdings, LLC, Q3 I, LP and Michael Ackerman in Fraudulent Scheme
Q3 Holdings LLC – CFTC Charges Q3 Holdings, LLC, Q3 I, LP and Michael Ackerman in Fraudulent Scheme | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Commodity Futures Trading Commission Complaint: From at least August 2017 through December 2019 (the “Relevant Period”), Defendant Michael Ackerman (“Ackerman”) and the entities he founded, Defendant Q3 Holdings, LLC (“Q3H”), …
James Seijas – Customer Dispute Filed Involving Financial Advisor/Broker James Seijas
James Seijas – Customer Disputes Filed Involving Financial Advisor/Broker James Seijas | Goodman & Nekvasil P.A. May Recover Investor Losses James Seijas a/k/a James Alan Seijas CRD #2392901 James Seijas a/k/a James Alan Seijas was a previously licensed financial advisor with Wells Fargo Clearing Services, LLC. According to James Seijas’ BrokerCheck report, customer disputes have been filed alleging sales practice …
John B Dobbertin (John Dobbertin) | Customer Dispute Filed Involving Financial Advisor/Broker John Dobbertin
John B Dobbertin (John Dobbertin) | Customer Dispute Filed Involving Financial Advisor/Broker John Dobbertin John Dobbertin CRD #3254308 John Dobbertin is a currently licensed financial advisor/broker with American Portfolios Financial Services, Inc. According to John Dobbertin’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against John Dobbertin. Customer Dispute 5/6/19: Allegations include violations of FINRA Rules 2110 …