Yee Htwe (Sandra Htwe) – Financial Advisor/Broker Sandra Htwe Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Sandra Htwe was a previously licensed financial advisor/broker with Merrill Lynch and Farmers Financial Solutions, LLC. According to FINRA, Sandra Htwe was barred from the securities industry in April 2020.
According to FINRA Allegations:
Sandra Htwe consented to the sanction and to the entry of findings that she failed to fully respond to a request for documents and information and refused to appear for on-the-record testimony requested by FINRA. The findings stated that FINRA began investigating allegations that Sandra Htwe fraudulently obtained reimbursement for fictitious marketing expenses she submitted to the insurance group of her member firm.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Sandra Htwe and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Sandra Htwe’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Sandra Htwe and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 4/30/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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