Thomas Maroun Hakim (Thomas Hakim) – Financial Advisor/Broker Thomas Hakim Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Thomas Maroun Hakim (Thomas Hakim) CRD #1170096
Thomas Hakim was a previously licensed financial advisor/broker with G.A. Repple & Company. FINRA reports that Thomas Hakim was barred from the securities industry in May 2020.
According to FINRA:
Thomas Hakim consented to the sanction and to the entry of findings that Thomas Hakim failed to provide information and documents requested by FINRA in connection with its investigation into his failure to disclose, or to timely disclose, unsatisfied liens and judgments on his Form U4. The findings stated that Thomas Hakim provided partial responses to FINRA’s requests, but subsequently ceased cooperating with its investigation and refused to produce additional documents and information.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost money on investments with Thomas Hakim and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Thomas Hakim’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Thomas Hakim and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 5/4/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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