Frederick Markley Stow (Frederick Stow) – Financial Advisor/Broker Frederick Stow Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Frederick Markley Stow (Frederick Stow) CRD #864436
Frederick Stow was a previously licensed financial advisor/broker with Raymond James. FINRA reports that Frederick Stow was barred from the securities industry in January 2020.
According to FINRA:
Frederick Stow failed to respond to FINRA request for information.
According to Frederick Stow’s BrokerCheck report:
A customer dispute has been filed alleging sales practice violations against Frederick Stow.
Customer Dispute 6/11/19: Frederick Stow allegedly misappropriated a funds from a client’s account. This customer dispute is pending and seeks $911,500 in damages.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost money on investments with Frederick Stow and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Frederick Stow’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Frederick Stow and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 4/30/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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