Frederick Markley Stow (Frederick Stow) – Financial Advisor/Broker Frederick Stow Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Frederick Markley Stow (Frederick Stow) CRD #864436 Frederick Stow was a previously licensed financial advisor/broker with Raymond James. FINRA reports that Frederick Stow was barred from the securities industry in January 2020. According to FINRA:  Frederick Stow …

Yee Htwe (Sandra Htwe) – Financial Advisor/Broker Sandra Htwe Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Yee Htwe (Sandra Htwe) CRD #6437691 Sandra Htwe was a previously licensed financial advisor/broker with Merrill Lynch and Farmers Financial Solutions, LLC. According to FINRA, Sandra Htwe was barred from the securities industry in April 2020. According to …

Paul David Weiss (Paul Weiss) – Financial Advisor/Broker Paul Weiss Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Paul David Weiss (Paul Weiss) CRD #1849504 Paul Weiss was a previously licensed financial advisor/broker with Mora WM Securities. According to FINRA, Paul Weiss was fined $20,000 and suspended from the securities industry for ten months in …

William Andrew Wimberly (William Wimberly) – Financial Advisor/Broker William Wimberly Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses William Andrew Wimberly (William Wimberly) CRD #1157038 William Wimberly was a previously licensed financial advisor/broker with LPL Financial LLC. According to FINRA, William Wimberly was fined $5,000 and suspended from the securities industry for three months in …

Goodman & Nekvasil, P.A., May Recover Investor Losses – United States Oil Fund (USO) Share Price Dropped 83.6%   Goodman & Nekvasil, P.A. has learned that the share price of United States Oil Fund (USO) dropped from $15.69 on October 5, 2018 to $2.57 on April 24, 2020, a drop of 83.6%. According to its website, The United States Oil …

William James Hite (William Hite) – Financial Advisor/Broker William Hite Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses William James Hite (William Hite) CRD #1675972 William Hite was a previously licensed financial advisor/broker with NYLife Securities, LLC and MetLife Securities, Inc. According to FINRA, William Hite was fined $7,500 and suspended from the securities industry …

Ashley K. Martin (Ashely Martin) – Financial Advisor/Broker Ashley Martin Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Ashley Martin CRD #4628096 Ashley Martin was a previously licensed financial advisor/broker with Morgan Stanley. FINRA reports that Ashley Martin was barred from the securities industry in March 2020. According to FINRA:  Ashley Martin consented to the …

Goldman Sachs Energy & Renaissance Fund | Goodman & Nekvasil, P.A., May Recover Investor Losses on Goldman Sachs Energy & Renaissance Fund According to Yahoo! Finance: Goldman Sachs MLP and Energy Renaissance Fund is a non-diversified, closed-end management investment company managed by Goldman Sachs Asset Management’s (“GSAM’s”) Energy & Infrastructure Team, which is among the industry’s largest MLP investment groups.  …

Jeffrey Hall Heely (Jeffrey Heely) – Financial Advisor/Broker Jeffrey Heely Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Jeffrey Hall Heely (Jeffrey Heely) CRD #1188842 Jeffrey Heely was a previously licensed financial advisor/broker with NMS Capital Advisors, LLC, Four Points Capital Partners LLC, Rainmaker Securities, LLC and Sanctuary Securities LLC. According to FINRA, Jeffrey Heely …

Steve Lu – Financial Advisor/Broker Steve Lu Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Steve Lu CRD #6856088 According to Steve Lu’s BrokerCheck Report: Steve Lu was a previously licensed financial advisor/broker with J.P. Morgan Securities LLC. According to FINRA: Steve Lu consented to the sanction and to the entry of findings that after …