Charles Jonathan Evan (Charles Evan) Financial Advisor/Broker Charles Evan Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Charles Jonathan Evan (Charles Evan) CRD #836083 According to Charles Evan’s BrokerCheck Report: Charles Evan was a previously licensed financial advisor/broker with New England Securities. According to FINRA: Charles Evan consented to the sanction and to the entry …

Steven Douglas Schisler (Steven Schisler) Financial Advisor, Broker Steven Schisler Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Steven Douglas Schisler (Steven Schisler) CRD #2367961 According to Steven Schisler’s BrokerCheck Report: Steven Schisler was a previously licensed financial advisor/broker with IFS Securities. According to FINRA: On June 13, 2019, FINRA made a preliminary determination to …

Eric Hugh Credle (Eric Credle) Financial Advisor, Broker Eric Credle Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Eric Hugh Credle (Eric Credle) CRD #6955662 According to Eric Credle’s BrokerCheck Report: Eric Credle was a previously licensed financial advisor/broker with Pruco Securities, LLC. Pruco Securities LLC reported to FINRA that Eric Credle allegedly did not …

Enrique Lopez (Rick Lopez) – Customer Disputes Filed Involving Financial Advisor/Broker Rick Lopez | Goodman & Nekvasil P.A. May Recover Investor Losses Enrique Lopez (Rick Lopez) CRD #2209385 Rick Lopez is a currently licensed financial advisor with Arkadios Capital.  Rick Lopez was previously licensed with LPL Financial LLC. According to Rick Lopez’ BrokerCheck report, two customer disputes have been recently …

Ronald Walter Hannes (Ron Hannes) – Financial Advisor/Broker Ron Hannes Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Ronald Walter Hannes (Ron Hannes) CRD #1462241 Ron Hannes was a registered financial advisor with Woodbury Financial Services, Inc.  before being barred from the securities industry. According to FINRA, Ron Hannes was barred from the securities industry …

David Gray Dalton (David Dalton) – Financial Advisor, Broker David Gray Dalton Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses David Gray Dalton (David Dalton) CRD #2418235 David Dalton was a registered financial advisor with Moors & Cabot, Inc. before being suspended. According to FINRA, David Dalton was fined $7,500 and will be suspended from …

David Francis Dalton (David Dalton) – Financial Advisor, Broker David Dalton Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses David Francis Dalton (David Dalton) CRD #60216 David Dalton was a registered financial advisor with Moors & Cabot, Inc.  before being suspended. According to FINRA, David Dalton was fined $7,500 and will be suspended from the …

John Raymond Lisowski (John Lisowski) – Customer Disputes Filed Involving Financial Advisor/Broker John Lisowski | Goodman & Nekvasil P.A. May Recover Investor Losses John Raymond Lisowski (John Lisowski) CRD #1011572 John Lisowski is a currently licensed financial advisor with Stifel, Nicolaus & Company, Incorporated. According to John Lisowski’s BrokerCheck report, a customer dispute alleging sales practice violations against John Lisowski …

Terrence Edward Bonk (Terrence Bonk) – Financial Advisor/Broker Terrence Bonk Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Terrence Edward Bonk (Terrence Bonk) CRD #1011846 Terrence Bonk was a previously licensed financial advisor with Feltl & Company and RBC Capital Markets, LLC. According to FINRA, Terrence Bonk was fined $10,000 and suspended from the securities …

John Clifford Park (John Park) Financial Advisor, Broker John Park Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses John Clifford Park (John Park) CRD #5864589 According to John Park’s BrokerCheck Report: John Park was a previously licensed financial advisor/broker with FBL Marketing Services LLC from 2011 until John Park was discharged in 2019 for allegedly …