Gerald Roger Dewes (Gerald Dewes) Financial Advisor/Broker Gerald Dewes Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Gerald Dewes CRD #2465538 Gerald Dewes was a previously licensed East Amherst, New York financial advisor/broker with Cadaret, Grant & Co. Inc. Gerald Dewes entered the securities industry in 1994.  From August 2014 through November 2019 Gerald Dewes was …

You Angel Finance – SEC Files Charges Against Donald Hunter | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  The Securities and Exchange Commission charged Donald H. Hunter, an unregistered investment adviser based in Ridgefield, Connecticut, with failing to disclose material conflicts of interest related to the sale of shares of You Angel Finance, LLC. According …

Charles Henry Postel (Chuck Postel) – Financial Advisor/Broker Chuck Postel Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Charles Henry Postel (Chuck Postel) CRD #1478786 Charles Henry Postel (Chuck Postel) was a previously licensed financial advisor/broker with Sifel, Nicolaus & Company, Incorporated. According to FINRA, Chuck Postel was fined $5,000 and suspended from the securities …

Rodney David Potratz (Rodney Potratz) – Customer Dispute Filed Involving Financial Advisor/Broker Rodney Potratz | Goodman & Nekvasil P.A. May Recover Investor Losses Rodney Potratz CRD #2367896 Rodney Potratz is a currently licensed financial advisor with FSC Securities Corporation. According to Rodney Potratz’ BrokerCheck report, a customer dispute has been recently filed alleging sales practice violations against Rodney Potratz. Customer …

Jeffrey Allan Broten (Jeffrey Broten) Financial Advisor/Broker Jeffrey Broten Sanctioned by State of New Jersey | Goodman & Nekvasil, P.A. May Recover Investor Losses Jeffrey Allan Broten (Jeffrey Broten) CRD #1006678 According to Jeffrey Broten’s BrokerCheck Report: Jeffrey Broten was a previously licensed financial advisor/broker with Newbridge Securities Corporation, First Standard Financial Company LLC and National Securities Corporation. According to …

Brian Keith Decker (Brian Decker) Financial Advisor/Broker Brian Decker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Brian Keith Decker (Brian Decker) CRD #4565524 According to Brian Decker’s BrokerCheck Report: Brian Decker was a previously licensed financial advisor/broker with Worden Capital Management LLC. According to FINRA: Brian Decker consented to the sanctions and to the …

McDermott International, Inc. Alert: McDermott International, Inc. Bankruptcy | Goodman & Nekvasil, P.A., May Recover Investor Losses Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including McDermott International, Inc.      Even though high yield or junk …

Charles Henry Postel (Chuck Postel) – Financial Advisor/Broker Chuck Postel Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Charles Henry Postel (Chuck Postel) CRD #1478786 Charles Henry Postel (Chuck Postel) was a previously licensed financial advisor/broker with Sifel, Nicolaus & Company, Incorporated. According to FINRA, Chuck Postel was fined $5,000 and suspended from the securities …

Jeffrey Allan Broten (Jeffrey Broten) Financial Advisor/Broker Jeffrey Broten Sanctioned by State of New Jersey | Goodman & Nekvasil, P.A. May Recover Investor Losses Jeffrey Allan Broten (Jeffrey Broten) CRD #1006678 According to Jeffrey Broten’s BrokerCheck Report: Jeffrey Broten was a previously licensed financial advisor/broker with Newbridge Securities Corporation, First Standard Financial Company LLC and National Securities Corporation. According to …

Brian Keith Decker (Brian Decker) Financial Advisor/Broker Brian Decker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Brian Keith Decker (Brian Decker) CRD #4565524 According to Brian Decker’s BrokerCheck Report: Brian Decker was a previously licensed financial advisor/broker with Worden Capital Management LLC. According to FINRA: Brian Decker consented to the sanctions and to the …