Todd Joseph Henrich (Todd Henrich) – Financial Advisor/Broker Todd Henrich Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Todd Henrich CRD #5931911 Todd Henrich was a previously licensed financial advisor/broker with National Securities Corporation. According to FINRA, Todd Henrich was suspended from the securities industry indefinitely beginning December 2019. If you lost any money on any …
Charles James Euler (Charles Euler) Financial Advisor/Broker Charles Euler Barred from Securities Industry
Charles James Euler (Charles Euler) Financial Advisor/Broker Charles Euler Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Charles Jonathan Evan (Charles Euler) CRD #202696 According to Charles Euler’s BrokerCheck Report: Charles Euler was a previously licensed financial advisor/broker with Janney Montgomery Scott LLC. According to FINRA: Charles Euler refused to appear for on-the-record testimony that …
Martin Hunter McFarlin (Hunter McFarlin) – Customer Dispute Filed Involving Financial Advisor/Broker Hunter McFarlin
Martin Hunter McFarlin (Hunter McFarlin) – Customer Dispute Filed Involving Financial Advisor/Broker Hunter McFarlin | Goodman & Nekvasil P.A. May Recover Investor Losses Martin Hunter McFarlin aka Hunter McFarlin CRD #2838151 Hunter McFarlin is a licensed financial advisor with Arkadios Capital. Hunter McFarlin was previously licensed with Kalos Capital, Inc. According to Hunter McFarlin’s BrokerCheck report, a customer dispute has …
Dennis Haywood – Customer Dispute Filed Involving Financial Advisor/Broker | Recover Losses
Dennis Haywood – Customer Dispute Filed Involving Financial Advisor | Goodman & Nekvasil P.A. May Recover Investor Losses Dennis Haywood CRD #5850275 Dennis Haywood a/k/a Dennis Michael Haywood is a licensed financial advisor with Crown Capital Securities, L.P. Dennis Haywood is also employed with Barndollar Financial and Barndollar Advisory Services, Inc. According to Dennis Haywood’s BrokerCheck report, a customer dispute …
Q3 Holdings LLC – CFTC Charges Q3 Holdings, LLC, Q3 I, LP and Michael Ackerman in Fraudulent Scheme
Q3 Holdings LLC – CFTC Charges Q3 Holdings, LLC, Q3 I, LP and Michael Ackerman in Fraudulent Scheme | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Commodity Futures Trading Commission Complaint: From at least August 2017 through December 2019 (the “Relevant Period”), Defendant Michael Ackerman (“Ackerman”) and the entities he founded, Defendant Q3 Holdings, LLC (“Q3H”), …
James Seijas – Customer Dispute Filed Involving Financial Advisor/Broker James Seijas
James Seijas – Customer Disputes Filed Involving Financial Advisor/Broker James Seijas | Goodman & Nekvasil P.A. May Recover Investor Losses James Seijas a/k/a James Alan Seijas CRD #2392901 James Seijas a/k/a James Alan Seijas was a previously licensed financial advisor with Wells Fargo Clearing Services, LLC. According to James Seijas’ BrokerCheck report, customer disputes have been filed alleging sales practice …
John B Dobbertin (John Dobbertin) | Customer Dispute Filed Involving Financial Advisor/Broker John Dobbertin
John B Dobbertin (John Dobbertin) | Customer Dispute Filed Involving Financial Advisor/Broker John Dobbertin John Dobbertin CRD #3254308 John Dobbertin is a currently licensed financial advisor/broker with American Portfolios Financial Services, Inc. According to John Dobbertin’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against John Dobbertin. Customer Dispute 5/6/19: Allegations include violations of FINRA Rules 2110 …
Legend Capital Group, Inc. | Goodman & Nekvasil P.A. May Recover Investor Losses on GPB and/or Other Alternative Investments
Legend Capital Group, Inc. | Goodman & Nekvasil P.A. May Recover Investor Losses on GPB and/or Other Alternative Investments Through our continued investigation into the GPB Capital fraud, Goodman & Nekvasil, P.A. has learned that Luke Johnson, an employee of Legend Capital group, Inc. sold the fraudulent GPB and/or other alternative investments. If you lost money on GPB and/or other …
Alexander Jon James (Alex James) – Financial Advisor/Broker Alex James Suspended from Securities Industry
Alexander Jon James (Alex James) – Financial Advisor/Broker Alex James Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Alexander Jon James (Alex James) CRD #5630825 Alex James was a previously licensed financial advisor/broker with Allstate Financial Services, LLC and Voya Financial Advisors, Inc. According to FINRA, Alex James was fined $10,000 and suspended from the …
Edward Louis Barger (Edward Barger) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Edward Barger
Edward Louis Barger (Edward Barger) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Edward Barger | Goodman & Nekvasil P.A., May Recover Investor Losses Edward Barger Financial Advisor/Broker CRD #1360282 Edward Barger was a previously registered financial advisor/broker with Morgan Stanley. Edward Barger was previously licensed with Morgan Stanley. According to Edward Barger’s BrokerCheck Report, seven customer …

