Charles Henry Postel (Chuck Postel) – Financial Advisor/Broker Chuck Postel Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Charles Henry Postel (Chuck Postel) CRD #1478786 Charles Henry Postel (Chuck Postel) was a previously licensed financial advisor/broker with Sifel, Nicolaus & Company, Incorporated. According to FINRA, Chuck Postel was fined $5,000 and suspended from the securities …

Rodney David Potratz (Rodney Potratz) – Customer Dispute Filed Involving Financial Advisor/Broker Rodney Potratz | Goodman & Nekvasil P.A. May Recover Investor Losses Rodney Potratz CRD #2367896 Rodney Potratz is a currently licensed financial advisor with FSC Securities Corporation. According to Rodney Potratz’ BrokerCheck report, a customer dispute has been recently filed alleging sales practice violations against Rodney Potratz. Customer …

Jeffrey Allan Broten (Jeffrey Broten) Financial Advisor/Broker Jeffrey Broten Sanctioned by State of New Jersey | Goodman & Nekvasil, P.A. May Recover Investor Losses Jeffrey Allan Broten (Jeffrey Broten) CRD #1006678 According to Jeffrey Broten’s BrokerCheck Report: Jeffrey Broten was a previously licensed financial advisor/broker with Newbridge Securities Corporation, First Standard Financial Company LLC and National Securities Corporation. According to …

Brian Keith Decker (Brian Decker) Financial Advisor/Broker Brian Decker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Brian Keith Decker (Brian Decker) CRD #4565524 According to Brian Decker’s BrokerCheck Report: Brian Decker was a previously licensed financial advisor/broker with Worden Capital Management LLC. According to FINRA: Brian Decker consented to the sanctions and to the …

McDermott International, Inc. Alert: McDermott International, Inc. Bankruptcy | Goodman & Nekvasil, P.A., May Recover Investor Losses Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including McDermott International, Inc.      Even though high yield or junk …

Charles Henry Postel (Chuck Postel) – Financial Advisor/Broker Chuck Postel Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Charles Henry Postel (Chuck Postel) CRD #1478786 Charles Henry Postel (Chuck Postel) was a previously licensed financial advisor/broker with Sifel, Nicolaus & Company, Incorporated. According to FINRA, Chuck Postel was fined $5,000 and suspended from the securities …

Jeffrey Allan Broten (Jeffrey Broten) Financial Advisor/Broker Jeffrey Broten Sanctioned by State of New Jersey | Goodman & Nekvasil, P.A. May Recover Investor Losses Jeffrey Allan Broten (Jeffrey Broten) CRD #1006678 According to Jeffrey Broten’s BrokerCheck Report: Jeffrey Broten was a previously licensed financial advisor/broker with Newbridge Securities Corporation, First Standard Financial Company LLC and National Securities Corporation. According to …

Brian Keith Decker (Brian Decker) Financial Advisor/Broker Brian Decker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Brian Keith Decker (Brian Decker) CRD #4565524 According to Brian Decker’s BrokerCheck Report: Brian Decker was a previously licensed financial advisor/broker with Worden Capital Management LLC. According to FINRA: Brian Decker consented to the sanctions and to the …

McDermott International, Inc. Alert: McDermott International, Inc. Bankruptcy | Goodman & Nekvasil, P.A., May Recover Investor Losses Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including McDermott International, Inc.      Even though high yield or junk …

Kinetic Investment Group, LLC – SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   Since at least 2013, Kinetic Investment Group, LLC (“Kinetic Group”) and Michael Scott Williams (“Williams”) (collectively, “Defendants”) have raised at least $39 million from at least 30 investors in an unregistered fraudulent securities offering. Defendants solicited investors to …