Gregory Spencer O’Brien (Gregory O’Brien) – Customer Disputes Filed Involving Financial Advisor/Broker Gregory O’Brien | Goodman & Nekvasil P.A. May Recover Investor Losses
Gregory Spencer O’Brien (Gregory O’Brien) CRD #3154314
Gregory O’Brien is a licensed financial advisor with PHX Financial, Inc. Gregory O’Brien was previously licensed with Aegis Capital Corp.
According to Gregory O’Brien’s BrokerCheck report, two customer disputes are currently pending, alleging sales practice violations against Gregory O’Brien.
Customer Dispute 4/12/19: Allegations include unsuitable use of margin and poor performance. This customer dispute is pending and seeks $153,300 in damages.
Customer Dispute 1/16/19: Allegations include breach of fiduciary duty, fraud and negligence. This customer dispute is pending and seeks $100,000 in damages.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Gregory O’Brien, you may be able to recover your losses. If you lost money on investments with Gregory O’Brien and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Gregory O’Brien’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Gregory O’Brien and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 5/12/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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