Martin Hunter McFarlin (Hunter McFarlin) – Customer Dispute Filed Involving Financial Advisor/Broker Hunter McFarlin | Goodman & Nekvasil P.A. May Recover Investor Losses Martin Hunter McFarlin aka Hunter McFarlin CRD #2838151 Hunter McFarlin is a licensed financial advisor with Arkadios Capital. Hunter McFarlin was previously licensed with Kalos Capital, Inc. According to Hunter McFarlin’s BrokerCheck report, a customer dispute has …

Q3 Holdings LLC – CFTC Charges Q3 Holdings, LLC, Q3 I, LP and Michael Ackerman in Fraudulent Scheme | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Commodity Futures Trading Commission Complaint: From at least August 2017 through December 2019 (the “Relevant Period”), Defendant Michael Ackerman (“Ackerman”) and the entities he founded, Defendant Q3 Holdings, LLC (“Q3H”), …

John B Dobbertin (John Dobbertin) | Customer Dispute Filed Involving Financial Advisor/Broker John Dobbertin John Dobbertin CRD #3254308 John Dobbertin is a currently licensed financial advisor/broker with American Portfolios Financial Services, Inc. According to John Dobbertin’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against John Dobbertin. Customer Dispute 5/6/19: Allegations include violations of FINRA Rules 2110 …

Legend Capital Group, Inc. | Goodman & Nekvasil P.A. May Recover Investor Losses on GPB and/or Other Alternative Investments Through our continued investigation into the GPB Capital fraud, Goodman & Nekvasil, P.A. has learned that Luke Johnson, an employee of Legend Capital group, Inc. sold the fraudulent GPB and/or other alternative investments. If you lost money on GPB and/or other …

Alexander Jon James (Alex James) – Financial Advisor/Broker Alex James Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Alexander Jon James (Alex James) CRD #5630825 Alex James was a previously licensed financial advisor/broker with Allstate Financial Services, LLC and Voya Financial Advisors, Inc. According to FINRA, Alex James was fined $10,000 and suspended from the …

Edward Louis Barger (Edward Barger) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Edward Barger | Goodman & Nekvasil P.A., May Recover Investor Losses Edward Barger Financial Advisor/Broker CRD #1360282 Edward Barger was a previously registered financial advisor/broker with Morgan Stanley. Edward Barger was previously licensed with Morgan Stanley. According to Edward Barger’s BrokerCheck Report, seven customer …

Gerald Roger Dewes (Gerald Dewes) Financial Advisor/Broker Gerald Dewes Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Gerald Dewes CRD #2465538 Gerald Dewes was a previously licensed East Amherst, New York financial advisor/broker with Cadaret, Grant & Co. Inc. Gerald Dewes entered the securities industry in 1994.  From August 2014 through November 2019 Gerald Dewes was …

You Angel Finance – SEC Files Charges Against Donald Hunter | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  The Securities and Exchange Commission charged Donald H. Hunter, an unregistered investment adviser based in Ridgefield, Connecticut, with failing to disclose material conflicts of interest related to the sale of shares of You Angel Finance, LLC. According …