Jesse Todd Kovacs (Jesse Kovacs) – Customer Dispute Filed Involving Financial Advisor/Broker Jesse Kovacs

Jesse Todd Kovacs (Jesse Kovacs) – Customer Dispute Filed Involving Financial Advisor/Broker Jesse Kovacs | Goodman & Nekvasil, P.A. May Recover Investor Losses Jesse Todd Kovacs (Jesse Kovacs) CRD #5047161 -Update- 8/27/20 : Jesse Kovacs was suspended from the Securities Industry for 3 months on 8/26/20. Jesse Kovacs was a previously licensed financial advisor with The O.N. Equity Sales Company. …

Robert Francis Tansey (Robert Tansey) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Robert Tansey

Robert Francis Tansey (Robert Tansey) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Robert Tansey | Goodman & Nekvasil P.A., May Recover Investor Loss Robert Francis Tansey (Robert Tansey) CRD #1222751 Robert Tansey is a currently licensed financial advisor with Wedbush Securities, Inc. Robert Tansey was a previously licensed financial advisor with RBC Capital Markets, LLC. According …

Jason Nicholas Dukas (Jason Dukas) – Financial Advisor/Broker Jason Dukas Suspended from the Securities Industry

Jason Nicholas Dukas (Jason Dukas) – Financial Advisor/Broker Jason Dukas Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Jason Nicholas Dukas (Jason Dukas) CRD #4188239 Jason Dukas is a licensed financial advisor with Stifel, Nicolaus & Company, Incorporated. Jason Dukas was a previously licensed financial advisor/broker with Wells Fargo Clearing Services, LLC. FINRA reports …

Brandon Rolle – Financial Advisor/Broker Brandon Rolle Suspended from the Securities Industry

Brandon Rolle – Financial Advisor/Broker Brandon Rolle Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Brandon Rolle CRD #6097706 Brandon Rolle is a licensed financial advisor with Northcoast Research Partners LLC. Brandon Rolle was a previously licensed financial advisor/broker with Longbow Securities, LLC. FINRA reports that Brandon Rolle was fined $5,000 and suspended from …

GWG Holdings, Inc. – Financial Advisors May Have Misrepresented Risk of GWG Holdings, Inc.

GWG Holdings, Inc. – Financial Advisors May Have Misrepresented Risk of GWG Holdings, Inc. | Goodman & Nekvasil P.A. May Recover Investor Losses on GWG Holdings If you have losses in in GWG Holdings, Inc., an illiquid and high-risk alternative investment, you be able to recover losses in arbitration before the Financial Industry Regulatory Authority (“FINRA”). GWG Holdings, Inc. (“GWG”) …

Mark Edward Reinstein (Mark Reinstein) – Customer Disputes Filed Involving Financial Advisor/Broker Mark Reinstein

Mark Edward Reinstein (Mark Reinstein) – Customer Disputes Filed Involving Financial Advisor/Broker Mark Reinstein | Goodman & Nekvasil P.A. May Recover Investor Losses Mark Edwin Reinstein (Mark Reinstein) CRD #1486887 Mark Reinstein is a licensed financial advisor with Cabot Lodge Securities LLC. Mark Reinstein was previously licensed with Sandlapper Securities LLC. According to Mark Reinstein’s BrokerCheck report, two customer disputes have …

Curtis Lee Howard (Curt Howard) – Customer Dispute Filed Involving Financial Advisor/Broker Curt Howard

Curtis Lee Howard (Curt Howard) – Customer Dispute Filed Involving Financial Advisor/Broker Curt Howard | Goodman & Nekvasil P.A. May Recover Investor Losses Curtis Lee Howard (Curt Howard) CRD #1390753 Curt Howard is a licensed financial advisor with Harbor Financial Services, LLC. Curt Howard was previously licensed with Edward Jones. According to Curt Howard’s BrokerCheck report, a customer dispute has been …

Richard Kyle Taylor (Richard Taylor) – Financial Advisor/Broker Richard Taylor Suspended from the Securities Industry

Richard Kyle Taylor (Richard Taylor) – Financial Advisor/Broker Richard Taylor Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Richard Kyle Taylor a/k/a Richard Taylor CRD #6337544 Richard Taylor was a previously licensed financial advisor/broker with PFS Investments, Inc. FINRA reports that Richard Taylor was fined $5,000 and suspended from the securities industry for three …

Do you have losses in Fixed Income Structured Notes? – Goodman & Nekvasil, P.A., May Recover Investor Losses

Goodman & Nekvasil, P.A., May Recover Investor Losses – Do you have losses in Fixed Income Structured Notes? Structured notes are securities issued by financial institutions whose returns are based on, among other things, equity indexes, a single equity security, a basket of equity securities, interest rates, commodities, and/or foreign currencies.  Thus, your return is “linked” to the performance of …