Kevin Lamar Rainwater (Kevin Rainwater) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Kevin Rainwater | Goodman & Nekvasil P.A., May Recover Investor Losses Kevin Lamar Rainwater (Kevin Rainwater) Financial Advisor/Broker CRD #3098443 Kevin Rainwater is a currently registered financial advisor/broker at Arkadios Capital. According to Kevin Rainwater’s BrokerCheck Report, four customer disputes have been filed alleging …

Shawn Bruce Davis (Shawn Davis) – Customer Disputes Filed Involving Financial Advisor/Broker Shawn Davis | Goodman & Nekvasil P.A. May Recover Investor Losses Shawn Bruce Davis (Shawn Davis) CRD #2911230 Shawn Davis is a previously licensed financial advisor/broker with Independent Financial Group, LLC.   According to Shawn Davis’ BrokerCheck report, customer disputes have been filed alleging sales practice violations against …

Pasquale Vitucci (Pat Vitucci) – Customer Dispute Filed Involving Financial Advisor/Broker Pat Vitucci | Goodman & Nekvasil P.A. May Recover Investor Losses Pasquale Vitucci (Pat Vitucci) CRD #2290163 Pat Vitucci is a licensed financial advisor/broker with United Planners’ Financial Services of America. Pat Vitucci was a previously licensed financial advisor with National Planning Corporation. According to Pat Vitucci’s BrokerCheck report, …

Arthur Stewart Hoffman (Art Hoffman) Financial Advisor/Broker Art Hoffman Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Arthur Stewart Hoffman (Art Hoffman) CRD #3193754 According to Art Hoffman’s BrokerCheck Report: Art Hoffman is a licensed financial advisor/broker with Ameriprise Financial Services, LLC. Art Hoffman was previously licensed with Wedbush Securities, Inc. According to FINRA: On …

CION Investment Corporation Has Suspended Distributions – Goodman & Nekvasil, P.A., May Recover Investor Losses Goodman & Nekvasil, P.A., May Recover Investor Losses – CION Investment Corporation Has Suspended Distributions According to the DI Wire: CION Investment Corporation, a non-traded business development company, has changed the timing of declaring distributions from quarterly to monthly and temporarily suspended distributions and the …

NYC REIT (New York City REIT) Has Suspended Distributions – Goodman & Nekvasil, P.A., May Recover Investor Losses NYC REIT(New York City REIT)  is a publicly registered, non-traded REIT based in New York that according to its website, seeks to provide its investors with a combination of current income and capital appreciation through strategic investments in high-quality commercial real estate …

Robert Nicholas Korzik (Bob Korzik) – Financial Advisor/Broker Bob Korzik Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Robert Nicholas Korzik (Bob Korzik) CRD #1013350 Bob Korzik was a previously licensed financial advisor/broker with Ameriprise Financial Services, Inc. FINRA reports that Bob Korzik was fined $8,500 and was suspended from the securities industry for …

Cindy Chiellini – Over 30 Customer Disputes Filed Involving Financial Advisor/Broker Cindy Chiellini | Goodman & Nekvasil P.A. May Recover Investor Losses Cindy Chiellini CRD #1015592 Cindy Chiellini is a licensed financial advisor/broker with Centaurus Financial, Inc. Cindy Chiellini was a previously licensed financial advisor with J.P. Turner & Company, LLC. According to Cindy Chiellini’s BrokerCheck report, over 30 customer …

Alan Appelbaum (Alan Zelig Appelbaum) – Arbitration Claims Filed Involving Financial Advisor Alan Appelbaum (Alan Zelig Appelbaum) | Goodman & Nekvasil, P.A. May Recover Investor Losses Alan Appelbaum CRD #500336 From 2002 to 2015, Alan Appelbaum was licensed with Herbert J. Sims & Co. Inc., Alan Appelbaum is now licensed with Aegis Capital Corp. FINRA reports that two arbitration claims …

FS Energy & Power Fund (FSEP) Investor Alert – FS Energy & Power Fund (FSEP) Lawsuit – FS Energy & Power Fund (FSEP) Suspends Share Repurchase Program and Distributions | Victimized Investors May Recover Losses in FSEP – FS Energy and Power Fund (FSEP)  FS Energy & Power Fund (FSEP) is, according to its website, a business development company designed to …