Shawn Bruce Davis (Shawn Davis) – Customer Disputes Filed Involving Financial Advisor/Broker Shawn Davis | Goodman & Nekvasil P.A. May Recover Investor Losses
Shawn Bruce Davis (Shawn Davis) CRD #2911230
Shawn Davis is a previously licensed financial advisor/broker with Independent Financial Group, LLC.
According to Shawn Davis’ BrokerCheck report, customer disputes have been filed alleging sales practice violations against Shawn Davis.
Customer Dispute 10/18/19: Claimants allege their DPP and REIT investments were not suitable. This pending customer dispute seeks $800,000 in damages.
Customer Dispute 8/13/18: The clients allege the investments they purchased in 2012 were unsuitable and misrepresented to them by the representative. The clients also allege the firm failed to conduct adequate due diligence and failed to supervise the representative. This customer dispute is pending.
Customer Dispute 7/24/18: Claims investments were unsuitable; appears all purchases were made while Mr. Davis was associated with another BD (NOT IFG). This customer dispute is pending and seeks $560,000 in damages.
Customer Dispute 4/16/18: The clients allege the investments they purchased between 2007 & 2011 were unsuitable and misrepresented to them by the representative. The clients also allege the firm failed to supervise the actions of the representative. This customer dispute is pending and seeks $500,000 in damages.
Customer Dispute 3/27/18: The claimants allege the investments they purchased between 2005 & 2006 were unsuitable and misrepresented by the representative. The claimants also allege the firms failed to supervise the actions of the representative. This customer dispute is pending and seeks $1,500,000 in damages.
Goodman & Nekvasil, P.A. May Recover Investor Losses on Behalf of Shawn Davis Clients
If you lost any money on investments with Shawn Davis, you may be able to recover your losses. If you lost money on investments with Shawn Davis and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Shawn Davis’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Shawn Davis and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 6/4/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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