Jodie Lane – Financial Advisor/Broker Jodie Lane Suspended by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses  Jodie Lane a/k/a Jodie Gruber and Jodie Pike CRD #5069112 Jodie Lane was a previously licensed financial advisor with Woodbury Financial Services, Inc. and LPL Financial LLC. FINRA reports that Jodie Lane was suspended from the securities industry for four months …

Lori Ann Sacco (Lori Sacco) aka Lori Hintzelman – Financial Advisor/Broker Lori Sacco Suspended by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Lori Ann Sacco aka Lori Hintzelman CRD #5527270 Lori Sacco was a previously licensed financial advisor with BMO Harris Financial Advisors, Inc. FINRA reports that Lori Sacco was suspended from the securities industry for six …

Lauren L Wing (Lauren Wing) – Financial Advisor/Broker Lauren Wing Suspended by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Lauren Wing CRD #5803987 Lauren Wing was a previously licensed financial advisor with JP Morgan Securities and TD Ameritrade. FINRA reports that Lauren Wing was suspended from the securities industry for one month in September 2020. According to …

Ferrell Lee Rollins Jr. (Ferrell Rollins) – Financial Advisor/Broker Ferrell Rollins Suspended by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Ferrell Rollins CRD #1449560 Ferrell Rollins was a previously licensed financial advisor with Capital Investment Group, Inc. FINRA reports that Ferrell Rollins was suspended from the securities industry for six months in September 2020. According to FINRA …

Sean Aaron Brady (Sean Brady) – Financial Advisor/Broker Sean Brady Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Sean Brady CRD #4365173 Sean Brady was a previously licensed financial advisor/broker with First Allied Securities, Inc. FINRA reports that Sean Brady was barred from the securities industry indefinitely in June 2018. According to FINRA Allegations: Brady …

Jeffrey Howard Dillman (Jeff Dillman) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Jeff Dillman | Goodman & Nekvasil P.A., May Recover Investor Losses Jeffrey Howard Dillman (Jeff Dillman) Financial Advisor/Broker CRD #2515858 Jeff Dillman is a currently registered financial advisor/broker at Trustmont Financial Group, Inc. and Money Management Advisory, Inc. According to Jeff Dillman’s BrokerCheck Report, …

Rajesh Gupta – Financial Advisor/Broker Suspended by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Rajesh Gupta CRD #2071729 Michael Rubel was a previously licensed financial advisor with Morgan Stanley. FINRA reports that Michael Rubel was suspended from the securities industry indefinitely in June 2020. According to FINRA Allegations: Rajesh Gupta failed to comply with an arbitration award …

Peter Vincent Ianace (Peter Ianace) – Customer Dispute Filed Involving Financial Advisor/Broker Peter Ianace | Goodman & Nekvasil P.A. May Recover Investor Losses Peter Ianace CRD #3238078 Peter Ianace was a previously licensed financial advisor/broker with Wells Fargo and Merrill Lynch. According to Peter Ianace’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Peter Ianace. …

John Charles Wyshak (John Wyshak) – Financial Advisor/Broker John Wyshak Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses John Charles Wyshak (John Wyshak) CRD #1272260 John Wyshak was a previously licensed financial advisor/broker with Raymond James & Associates. FINRA reports that John Wyshak was barred from the securities industry indefinitely in April 2020. According to …

Scott Jordan Levine (Scott Levine) – Financial Advisor/Broker Scott Levine Suspended by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Scott Jordan Levine (Scott Levine) CRD #4401053 Scott Levine was a previously licensed financial advisor with Craft Capital Management LLC and PHX Financial, Inc. FINRA reports that Scott Levine was suspended from the securities industry for 2 months …