Elizabeth Ann Morrell (Elizabeth Morrell) Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Elizabeth Ann Morrell (Elizabeth Morrell) CRD #4905003
Elizabeth Morrell was a previously licensed financial advisor/broker with Western International Securities, Inc. According to Elizabeth Morrell’s BrokerCheck Report, Elizabeth Morrell was barred from the securities industry in July 2020.
According to Elizabeth Morrell’s BrokerCheck Report:
Morrell consented to the sanction and to the entry of findings that she failed to provide documents and information requested by FINRA in connection with its investigation of her participation in sales of promissory notes related to a group of companies.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Elizabeth Morrell and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Elizabeth Morrell’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Elizabeth Morrell and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 11/10/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.