Robert Frank Spiegel (Robert Spiegel) – Financial Advisor/Broker Robert Spiegel Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Robert Frank Spiegel (Robert Spiegel) CRD #5861656 Robert Spiegel is a previously licensed financial advisor/broker with First Standard Financial Company LLC.  According to FINRA, Robert Spiegel was fined $18,047 and $5,000 and was suspended from the securities …

Robert Frank Spiegel (Robert Spiegel) – Financial Advisor/Broker Robert Spiegel Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Robert Frank Spiegel (Robert Spiegel) CRD #5861656 Robert Spiegel is a previously licensed financial advisor/broker with First Standard Financial Company LLC.  According to FINRA, Robert Spiegel was fined $18,047 and $5,000 and was suspended from the securities …

Shaun Evan Stein (Shaun Stein) – Customer Disputes Filed Involving Financial Advisor/Broker Shaun Stein | Goodman & Nekvasil P.A. May Recover Investor Losses Shaun Evan Stein (Shaun Stein) CRD #4873578 Shaun Stein is currently a licensed financial advisor/broker with National Securities Corporation. According to Shaun Stein’s BrokerCheck report, three customer disputes have been filed alleging sales practice violations against Shaun …

John Al Westbrook (Al Westbrook) – Financial Advisor/Broker Al Westbrook Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses John Al Westbrook (Al Westbrook) CRD #1846059 Al Westbrook was a previously licensed financial advisor/broker with Center Street Securities, Inc. According to FINRA, Al Westbrook was suspended for five months and fined $5,000 in November 2020. According …

David Ray Oakes (David Oakes) – Financial Advisor/Broker David Oakes Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses David Ray Oakes (David Oakes) CRD #1465154 David Oakes is a previously licensed financial advisor/broker with Prospera Financial Services, Inc. David Oakes was previously licensed with Wells Fargo. According to FINRA, David Oakes was suspended for six …

John J. Maloney III (John Maloney) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker John Maloney | Goodman & Nekvasil P.A., May Recover Investor Loss John J. Maloney III (John Maloney) CRD #726108 John Maloney is a currently licensed financial advisor/broker with Woodbury Financial Services, Inc. John Maloney was a previously licensed financial advisor with Edward Jones. …

Robert Abramowitz – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Robert Abramowitz | Goodman & Nekvasil P.A., May Recover Investor Loss Robert Abramowitz CRD #4437589 Robert Abramowitz is a currently licensed financial advisor/broker with National Securities Corporation and National Asset Management, Inc. Robert Abramowitz was a previously licensed financial advisor with Oppenheimer & Co. Inc. and Raymond …

Steven Andrew Jennings (Steven Jennings) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Steven Jennings | Goodman & Nekvasil P.A., May Recover Investor Losses Steven Andrew Jennings (Steven Jennings) Financial Advisor/Broker CRD #2472408 Steven Jennings is a currently registered financial advisor/broker with National Securities Corporation. According to Steven Jennings’s BrokerCheck Report, three customer disputes have been filed …

Matthew Fleissner – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Matthew Fleissner | Goodman & Nekvasil P.A., May Recover Investor Loss Matthew Fleissner CRD #5849065 Matthew Fleissner is a currently licensed financial advisor/broker with National Securities Corporation. According to Matthew Fleissner’s BrokerCheck Report, two customer disputes have been filed alleging sales practice violations against Matthew Fleissner. Customer …

Gregory Adamo (Greg Adamo) Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Gregory Adamo (Greg Adamo) CRD #1192587 Greg Adamo was a previously licensed financial advisor/broker Allstate Financial Services, LLC. According to Greg Adamo’ BrokerCheck Report, Greg Adamo was barred from the securities industry in December 2019. According to Greg Adamo’s BrokerCheck Report: …