Matthew Lee Geiser (Matt Geiser) Financial Advisor/Broker Matt Geiser Barred from Securities Industry | Recover Losses

Matthew Lee Geiser (Matt Geiser) Financial Advisor/Broker Matt Geiser Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Matt Geiser CRD #4203782 Matt Geiser was a previously licensed financial advisor/broker with Independent Financial Group LLC and Princor Financial Services Corporation. According to FINRA, Matt Geiser was barred from the securities industry indefinitely in November 2016. According …

Michael Kris Pina (Michael Pina) – Financial Advisor/Broker Michael Pina Suspended from Securities Industry | Recover Losses

Michael Kris Pina (Michael Pina) – Financial Advisor/Broker Michael Pina Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Michael Kris Pina (Michael Pina) CRD #5922058 Michael Pina was a previously licensed financial advisor with PFS Investments, Inc. According to FINRA, Michael Pina was suspended from the securities industry for 16 months and fined $10,000 in …

Corbin Lambert – Financial Advisor/Broker Corbin Lambert Charged by SEC | Recover Losses

Corbin Lambert – Financial Advisor/Broker Corbin Lambert Charged by SEC | Goodman & Nekvasil, P.A. May Recover Investor Losses Corbin Lambert CRD #3191042 Corbin Lambert is a licensed financial advisor with Securities America. Corbin Lambert was previously licensed with MML Investors Services LLC. According to the SEC, Corbin Lambert was charged for conducting a cherry-picking scheme that defrauded his clients. …

Nina Maines – Financial Advisor/Broker Nina Maines Suspended from Securities Industry | Recover Losses

Nina Maines – Financial Advisor/Broker Nina Maines Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Nina Maines CRD #2496408 Nina Maines is a licensed financial advisor with Cadaret, Grant & Co. According to Nina Maines’ BrokerCheck report, Nina Maines was suspended from the securities industry for 15 days and fined $5,000 in October 2020. According …

Julian Jay Piekarczyk (Jay Piekarczyk) – Financial Advisor/Broker Jay Piekarczyk Named in FINRA Complaint | Recover Losses

Julian Jay Piekarczyk (Jay Piekarczyk) – Financial Advisor/Broker Jay Piekarczyk Named in FINRA Complaint | Goodman & Nekvasil, P.A. May Recover Investor Losses Julian Jay Piekarczyk (Jay Piekarczyk) CRD# 1128773 Jay Piekarczyk was a previously licensed financial advisor with Pruco Securities, LLC. According to FINRA Allegations: Piekarczyk was named a respondent in a FINRA complaint alleging that he engaged in …

Robert Steven Meyer (Robert Meyer) – Financial Advisor/Broker Robert Meyer Suspended from Securities Industry | Recover Losses

Robert Steven Meyer (Robert Meyer) – Financial Advisor/Broker Robert Meyer Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Robert Steven Meyer (Robert Meyer) CRD# 3074785 Robert Meyer was a previously licensed financial advisor with Woodstock Financial Group, Inc. According to Robert Meyer’s BrokerCheck report, Robert Meyer was suspended from the securities industry for three months …

Michael R Jeppson (Michael Jeppson) – Financial Advisor/Broker Michael Jeppson Suspended by FINRA | Recover Losses

Michael R Jeppson (Michael Jeppson) – Financial Advisor/Broker Michael Jeppson Suspended by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Michael R Jeppson (Michael Jeppson) CRD #1418378 Michael Jeppson was a previously licensed financial advisor with Capital Investment Group, Inc. FINRA reports that Michael Jeppson was suspended from the securities industry for 15 days and fined $5,000 in …

Clint H Keener (Clint Keener) Financial Advisor/Broker Clint Keener Barred from Securities Industry | Recover Losses

Clint H Keener (Clint Keener) Financial Advisor/Broker Clint Keener Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Clint H Keener (Clint Keener) CRD #2250146 Clint Keener was a previously licensed financial advisor/broker with Capital City Securities LLC. According to FINRA, Clint Keener was barred from the securities industry indefinitely in November 2019. According to FINRA …

Matthew Douglas Garrett (Matthew Garrett) – Financial Advisor/Broker Matthew Garrett Barred from Securities Industry | Recover Losses

Matthew Douglas Garrett (Matthew Garrett) – Financial Advisor/Broker Matthew Garrett Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Matthew Douglas Garrett (Matthew Garrett) CRD #6485387 Matthew Garrett was a previously licensed financial advisor/broker with MML Distributors LLC. FINRA reports that Matthew Garrett was barred from the securities industry indefinitely in December 2017. According to FINRA …

Bryan Gabriel Mazliach – Financial Advisor/Broker Bryan Mazliach Named in FINRA Complaint | Recover Losses

Bryan Gabriel Mazliach – Financial Advisor/Broker Bryan Mazliach Named in FINRA Complaint | Goodman & Nekvasil, P.A. May Recover Investor Losses Bryan Gabriel Mazliach (Bryan Mazliach) CRD# 5518438 Bryan Mazliach was a previously licensed financial advisor with Westpark Capital Inc. and Laidlaw and Company UK Ltd. According to Bryan Mazliach’s BrokerCheck report, Bryan Mazliach was named in a FINRA complaint. …