Stephen Anthony Nappo (Stephen Nappo) – Broker Stephen Nappo Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Stephen Anthony Nappo (Stephen Nappo) CRD #1691373 Stephen Nappo is a licensed financial advisor with Cadaret, Grant & Co., Inc. According to FINRA, Stephen Nappo was suspended from the securities industry for 20 days and fined $5,000 in …

Curtis R. Shinn (Curt Shinn) – Broker Curt Shinn Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Curtis R. Shinn (Curt Shinn) CRD #731973 Curt Shinn is a licensed financial advisor with Park Avenue Securities LLC. According to FINRA, Curt Shinn was suspended from the securities industry for 45 days and fined $5,000 in December …

Goodman & Nekvasil, P.A., May Recover Investor Losses | Stira Alcentra Global Credit Fund Stira Alcentra Global Credit Fund is an externally managed, non-diversified closed-end management investment company that is registered under the Investment Company Act of 1940, as amended. SAGC’s investment adviser is Stira Investment Adviser, LLC, an affiliate of the Steadfast Companies, a group of integrated real estate …

Goodman & Nekvasil, P.A., May Recover Investor Losses | Hartman Short Term Income Properties XX REIT Hartman Short Term Income Properties XX, Inc. is a non-traded REIT reportedly set up by Hartman Income REIT. Non-traded REITs such as Hartman Short Term Income Properties XX, Inc. are risky and complicated investments. Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with …

Nicholas Gregory Baecker (Nicholas Baecker) – Broker Nicholas Baecker Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Nicholas Gregory Baecker (Nicholas Baecker) CRD #5618205 Nicholas Baecker was a previously licensed broker with Thrivent Investment Management, Inc. According to FINRA, Nicholas Baecker was suspended for four months and fined $5,000 in December 2020. According to FINRA …

Daniel JS Hee (Daniel Hee) – Broker Daniel Hee Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Daniel JS Hee (Daniel Hee) CRD #5934535 Daniel Hee was a previously licensed broker with Wells Fargo Clearing Services, LLC and UBS Financial Services Inc. According to FINRA, Daniel Hee was suspended for ten business days and fined …

GeoStellar, Inc. Files for Bankruptcy | Goodman & Nekvasil, P.A., Recovering Investor Losses Goodman & Nekvasil, P.A., Recovering Investor Losses –GeoStellar, Inc. Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, such as GeoStellar, Inc. Even though …

Franklin Square BDC Investments | Goodman & Nekvasil P.A. May Recover Investor Losses According to Publicly Available Sources:  FSKR, the publicly traded BDC called FS KKR Capital Corp. (NYSE: FSKR), was created by the merger of four Franklin Square non-traded BDCs in December 2019: FS Investment Corporation II (FSIC II) FS Investment Corporation III (FSIC III) FS Investment Corporation IV …

Michael Edward Magill (Michael Magill) Financial Advisor/Broker Michael Magill Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Michael Magill CRD #2024663 Michael Magill was a previously licensed financial advisor/broker with Foreside Fund Services, LLC, Crossroads Capital Distributors and Janus Distributors LLC. According to FINRA, Michael Magill was barred from the securities industry in December 2020. …

Castleberry Financial Services Group, LLC – SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  On February 20, 2019, The Securities and Exchange Commission announced fraud charges and an asset freeze against the operators of a South Florida-based investment fund scheme, one of whom has a prior felony conviction and is on parole …