Ming Dang – Financial Advisor/Broker Ming Dang Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Ming Dang CRD #5547457 Ming Dang was a previously licensed financial advisor/broker with Apollo Global Securities, Inc. According to FINRA, Ming Dang was suspended from the securities industry for five months in November 2020. According to FINRA Allegations: From approximately …

Kevin Todd Canterbury (Kevin Canterbury) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Kevin Canterbury | Goodman & Nekvasil P.A., May Recover Investor Losses Kevin Canterbury (Kevin Canterbury) Financial Advisor/Broker CRD #4939385 Kevin Canterbury was a previously registered financial advisor/broker with Coastal Equities, Inc. According to Kevin Canterbury’s BrokerCheck Report, customer disputes have been filed alleging sales …

Matt Scott Neas (Matt Neas) Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Matt Scott Neas (Matt Neas) CRD #2863660 Matt Neas was a previously licensed financial advisor/broker with Newbridge Securities Corporation. According to Matt Neas’ BrokerCheck Report, Matt Neas was barred from the securities industry in January 2018. According to Matt Neas’s …

Elizabeth Ann Morrell (Elizabeth Morrell) Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Elizabeth Ann Morrell (Elizabeth Morrell) CRD #4905003 Elizabeth Morrell was a previously licensed financial advisor/broker with Western International Securities, Inc. According to Elizabeth Morrell’s BrokerCheck Report, Elizabeth Morrell was barred from the securities industry in July 2020. According to Elizabeth …

Felix S Chu (Felix Chu) Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Felix Chu CRD #2427593 Felix Chu was a previously licensed financial advisor/broker with NYLife Securities LLC. According to Felix Chu’s BrokerCheck Report, Felix Chu was barred from the securities industry in March 2020. According to Felix Chu’s BrokerCheck Report: Respondent …

Insured Liquidity Partners CFG 1 and II Owner Pleads Guilty to Securities Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Department of Justice A McKinney man who conned investors out of more than $13 million has pleaded guilty to securities fraud, announced U.S. Attorney for the Northern District of Texas Erin Nealy Cox. Patrick O. …

Marc Lawrence Pleads Guilty to Securities Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Department of Justice MARC LAWRENCE pled guilty to securities fraud and wire fraud in connection with his role as a senior executive of a number of corporate entities (collectively referred to as “Downing”) that were operated as a Ponzi-like scheme.  LAWRENCE …

John Henry Geary (John Geary) – Financial Advisor/Broker John Geary Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses John Henry Geary (John Geary) CRD #853462 John Geary is a previously licensed financial advisor/broker with Centaurus Financial, Inc. and LPL Financial LLC. According to FINRA, John Geary was suspended from the securities industry for one year …

Ivan Shore – Financial Advisor/Broker Ivan Shore Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Ivan Shore CRD #1012943 Ivan Shore is a licensed financial advisor/broker with Oppenheimer & Co. Inc. According to FINRA, Ivan Shore was suspended from the securities industry for one year in November 2020. According to FINRA Allegations: Between July 1, …

Bama Soil Partners, LLC – Goodman & Nekvasil P.A. May Recover Investor Losses on Conservation Easements Goodman & Nekvasil is investigating potential claims against broker-dealers and sales agents for improperly recommending conservation easements (tax shelter land deals) to investors. Bama Soil Partners, LLC is a conservation easement. Bama Soil Partners, LLC is a form of conservation easement known as a …