Stephen Anthony Nappo (Stephen Nappo) – Broker Stephen Nappo Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Stephen Nappo is a licensed financial advisor with Cadaret, Grant & Co., Inc. According to FINRA, Stephen Nappo was suspended from the securities industry for 20 days and fined $5,000 in December 2020.
According to FINRA Allegations:
In July 2017, Nappo participated in a private securities transaction without providing prior written notice to his firm, in violation of FINRA Rules 3280 and 2010.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Stephen Nappo and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Stephen Nappo’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Stephen Nappo and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 12/11/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.