AMV Investments LLC Owner Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission charged Ann M. Vick with fraudulently raising approximately $3.2 million from nearly two dozen investors for AMV Investments LLC, a pooled investment fund of which she is the sole owner. The SEC’s complaint, filed …

BNZ One Capital Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today announced that it has charged BNZ, a Newport Beach, California-based company, and its co-founders and co-managers Brett Barber and Louis Zimmerle, for fraudulently raising $13.5 million from more than 100 retail investors. According to …

Jeffrey Kiesnoski – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Jeffrey Kiesnoski a/k/a Jeffrey Alan Kiesnoski CRD #2688017 Jeffrey Kiesnoski a/k/a Jeffrey Alan Kiesnoski is a licensed financial advisor/broker with Concorde Investment Services LLC. According to Jeffrey Kiesnoski’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations involving Jeffrey Kiesnoski. …

SwapStar Capital, LLC Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission yesterday charged a New Jersey-based individual with stealing money from investment advisory clients, and doing so while he was subject to a prior SEC order barring him from being in the investment advisory business. The …

Kenneth Welsh – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Kenneth Welsh a/k/a Kenneth Andrews Welsh CRD #4657872 Kenneth Welsh a/k/a Kenneth Andrews Welsh is a previously licensed financial advisor/broker with Wells Fargo Clearing Services LLC. According to Kenneth Welsh’s BrokerCheck Report, a customer disputes have been filed alleging sales practice violations …

Kerri Jamison – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Kerri Jamison a/k/a Kerri Suzanne Jamison CRD #4348584 Kerri Jamison a/k/a Kerri Suzanne Jamison is a licensed financial advisor with Newbridge Securities. According to Kerri Jamison’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations involving Kerri Jamison. Customer Dispute …

Peter Girgis – Financial Advisor/Broker Investigated by FINRA| Goodman & Nekvasil, P.A. May Recover Investor Losses Peter Girgis a/k/a Peter N Girgis CRD #4520444 Peter Girgis is a licensed financial advisor with SW Financial. Peter Girgis was previously licensed with Worden Capital Management LLC. According to Girgis’ BrokerCheck Report, Girgis was investigated by FINRA in September 2020. According to FINRA:  …

Raymond Ferro Jr. – Customer Dispute Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Raymond Ferro a/k/a Raymond Anthony Ferro Jr. CRD #1927831 Raymond Ferro Jr. a/k/a Raymond Anthony Ferro Jr. is a previously licensed financial advisor/broker with Woodbury Financial Services, Inc. According to Raymond Ferro’s BrokerCheck Report, a customer dispute was filed alleging sales …

Vuuzle Media Corp. Charged with Fraud by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today charged Vuuzle Media Corporation, a purported online live streaming and entertainment company, and its founder Ronald Shane Flynn (a.k.a. Ronnie Shane) with fraudulently offering over $14 million in securities to investors across …

Robert Calamunci – Customer Dispute Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Robert Calamunci CRD #6220858 Robert Calamunci a/k/a Robert Joseph Calamunci is a licensed financial advisor/broker. According to Robert Calamunci’s BrokerCheck Report, a customer dispute was filed alleging sales practice violations involving Robert Calamunci Customer Dispute 9/22/21: Allegations include churning for commissions and …