Jerry Raines – Financial Advisor/Broker Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Jerry Raines a/k/a Jerry Davis Raines CRD #4578689 -Update 9/29/21- Goodman & Nekvasil, P.A. has learned that Jerry Raines may have sold PetroRock investments. If you were a client of Jerry Raines, please contact us. Jerry Raines a/k/a Jerry Davis Raines is a …

Alan New – Financial Advisor/Broker Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Alan New a/k/a Alan Harold New CRD #2892508 -Update 9/29/21- Goodman & Nekvasil, P.A. has learned that Alan New may have sold PetroRock investments. If you were a client of Alan New a/k/a Alan Harold New, please contact us. Alan New a/k/a Alan …

Maria Calcena – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Maria Calcena a/k/a Maria Florencia Calcena CRD #6348974 Maria Calcena is a licensed financial advisor with Infinex Investmens, Inc. Maria Calcena was previously licensed with Ocean Financial Services LLC. According to Maria Calcena’s BrokerCheck Report, a customer dispute has been filed alleging …

Yoko Farias – Customer Dispute Allegedly Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Yoko Farias CRD #3180126 Yoko Farias is a licensed financial advisor with Bankoh Investment Services, Inc. The securities fraud lawyers at Goodman & Nekvasil, P.A. are currently investigating claims against Bankoh Investment Services, Inc. (“Bankoh”), and financial advisor, Yoko K. Farias …

Linda Fang – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Linda Fang a/k/a Ching-Yun Linda Fang CRD #1843163 Linda Fang is a previously licensed financial advisor/broker with Cetera Investment Services LLC. According to Linda Fang’s BrokerCheck Report two customer disputes have been filed: Customer Dispute 5/5/21:  Claimants allege unsuitable investment recommendations. This …

Steve Berrocal – Customer Disputes Filed Involving Financial Advisor/Broker Steve Berrocal | Goodman & Nekvasil P.A. May Recover Investor Losses Steve Berrocal a/k/a Stephen Berrocal CRD #3071400 Steve Berrocal is a licensed financial advisor with Truist Advisory Services, Inc. According Steve Berrocal’s BrokerCheck Report 3 customer disputes have been filed: Customer Dispute 5/21/21:  Claimant alleges that investment was unsuitable. This …

Luisa Gonzalez – Customer Dispute Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Luisa Gonzalez a/k/a Mercado Luisa Gonzalez CRD #2765208 Luisa Gonzalez is a previously licensed financial advisor with Suntrust Investment Services, Inc. Luisa Gonzalez is currently licensed with The Leaders Group, Inc. According to Luisa Gonzalez’ BrokerCheck: Customer Dispute 5/21/21:  Claimant alleges that …

Back to Green Mining Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today announced charges against Puerto Rico-based Back to Green Mining, LLC and its two managing members, José Jiménez Cruz and Manuel Portalatin, for their participation in a fraudulent and unregistered offering in a purported …

Jerry Rice – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jerry Rice CRD #375290 Jerry Rice is a previously licensed financial advisor with Raymond James Financial. According to FINRA, Jerry Rice was fined $10,000 and suspended from the securities industry for six months in September 2021. According to FINRA Allegations: Between October …

David Sheldon Wells – Financial Advisor/Broker Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses David Sheldon Wells CRD #6774493 David Sheldon Wells is a previously licensed financial advisor with Fifth Third Securities and Merrill Lynch. According to FINRA: Wells failed to appear for on-the record testimony and to produce documents pursuant to FINRA Rule 8210. Goodman …