John Gatto – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses John Gatto a/k/a John Christopher Gatto CRD #1415454 John Gatto is a currently licensed financial advisor with Merrill Lynch. Gatto was previously licensed with Morgan Stanley. According to John Gatto’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations against …

Robert Brinckerhoff – Customer Dispute Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Robert Brinckerhoff CRD #823695 Robert Brinckerhoff is a previously licensed financial advisor with Morgan Stanley. According to Robert Brinckerhoff’s BrokerCheck Report, a customer dispute was filed alleging sales practice violations against Robert Brinckerhoff. Customer Dispute 7/22/19: Client alleged the purchase of a …

Scott Ozer – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Scott Ozer CRD #1009252 Scott Ozer is a licensed financial advisor with Emerson Equity. According to Scott Ozer’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations against Scott Ozer. Customer Dispute 3/20/20: Clients allege wrongful conduct, Breach of fiduciary …

Don Pollard – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Don Pollard a/k/a Donald Robert Pollard CRD #2181631 Don Pollard is a licensed financial advisor/broker with Eastgate Securities LLC. Don Pollard was previously licensed with Lakeridge Capital Inc and SW Financial. According to FINRA, Don Pollard was suspended from the securities industry …

Tony Almeida – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Tony Almeida CRD #3106626 Tony Almeida is a previously licensed financial advisor with Worden Capital Management and Aegis Capital Corp. According to FINRA, Tony Almeida was suspended from the securities industry for three months in February 2021. According to FINRA Allegations: Almeida …

Andrew Dougherty – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Andrew Dougherty a/k/a Andrew Robert Dougherty CRD #6348064 Andrew Dougherty a/k/a Andrew Robert Dougherty is a previously licensed financial advisor with Voya Financial Advisors, Inc., and Northwestern Mutual Investment Services. According to FINRA, Andrew Dougherty was fined $5,000 and suspended from the …

Terry Rakis – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Terry Rakis a/k/a Terry Tzagarakis CRD #2796055 Terry Rakis a/k/a Terry Tzagarakis is a previously licensed financial advisor with Spartan Capital Securities, Arive Capital Markets, and Worden Capital Management LLC. According to FINRA, Terry Rakis was fined $10,000 and suspended from the …

Jaime Sanchez Rivera – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jaime Sanchez Rivera a/k/a Jaime Isaac Sanchez Rivera CRD #6013022 Jaime Sanchez Rivera is a previously licensed financial advisor with First Southern Securities and Herbert J. Sims. According to FINRA, Jaime Sanchez Rivera was fined $10,000 and suspended from the securities …

Jason Poff – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jason Poff a/k/a Jason Howell Poff CRD #4078570 Jason Poff a/k/a Jason Howell Poff  is a previously licensed financial advisor with Allstate Financial Services LLC and LPL Financial LLC. According to FINRA, Jason Poff was fined $5,000 and suspended from the securities …