Clara Tang – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Clara Tang a/k/a Clara Chen Tang CRD #4852979 Clara Tang a/k/a Clara Chen Tang is a previously licensed financial advisor with Cetera Investment Services LLC. According to Clara Tang’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations involving Clara …

Ted Franse- Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Ted Franse a/k/a Thedore Hendrickus Franse CRD #1418012 Ted Franse a/k/a Theodore Hendrickus Franse is a licensed financial advisor/broker with NI Advisors. Ted Franse was previously licensed with Independent Financial Group. According to Ted Franse’s BrokerCheck Report, customer disputes have been filed alleging …

Business Development Corporation of America (BDCA) Investment Losses – Tender Offer at $2.50 | Goodman & Nekvasil P.A. May Recover Investor Losses According to Publicly Available Information: On August 9, 2021, Mackenzie Realty Trust extended an unsolicited tender offer to purchase shares of BDCA for just $2.50 per share. This may mean significant losses for investors as the original purchase price was $10.00 …

Michael Francoeur – Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Michael Francoeur a/k/a Michael Paul Francoeur CRD #5534184 Michael Francoeur a/k/a Michael Paul Francoeur is a previously licensed financial advisor with Cambridge Investment Research Inc. According to Michael Francoeur’s BrokerCheck Report, Nash was barred by FINRA in February 2021. According to FINRA: …

Roberto Birardi – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Roberto Birardi CRD #4737649 Robert Birardi is a licensed financial advisor with Aegis Capital Corp. According to FINRA, Robert Birardi was fined $5,000 and suspended from the securities industry for three months in December 2021. According to FINRA Allegations: Birardi consented to …

Joseph Giordano – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Joseph Giordano a/k/a Joseph Michael Giordano CRD #2278341 Joseph Giordano is a licensed financial advisor with Acceptus Capital Corp and Aegis Capital Corp. According to FINRA, Joseph Giordano was fined $10,000 and suspended from the securities industry for six months in December …

Ed Torriente – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Ed Torriente a/k/a William Edward Torriente Jr. CRD #4255814 Ed Torriente a/k/a William Edward Torriente Jr. is a previously licensed financial advisor with Comerica Securities. According to Ed Torriente’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations involving Ed …

Covia Holdings Corp Ordered to Pay Civil Penalty by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   On December 8, 2020, the Commission instituted and simultaneously settled cease-and-desist proceedings (the “Order”) against Covia Holdings Corp. (“Covia”) and Fairmount Santrol Holdings, Inc. now known as Bison Merger Sub I, LLC (“Fairmount”) (collectively, the “Respondents”) …

Joshua Louis Rupp Pleads Guilty to Securities Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Department of Justice: U.S. Attorney Andrew Birge announced that Joshua Louis Rupp, 37, previously of West Olive, Michigan, pled guilty to a felony information alleging securities fraud before the Honorable Sally J. Berens, United States Magistrate Judge.  As part of …

Activated Capital LLC Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   On November 15, 2021, the Securities and Exchange Commission charged Joshua Burrell and his firm, Activated Capital, LLC, with securities fraud in connection with Opportunity Zone investments. The SEC’s complaint alleges that from at least February 2019 through February 2021, …