Michael Todd Discharged From Centaurus Financial, Inc | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Todd Discharged from Centaurus Financial, Inc. Michael Todd, aka, JOSEPH MICHAEL TODD (CRD #1830390) has been terminated by Centaurus Financial, Inc. Todd’s employment was terminated based on the following allegations: 7/21/22 – According to FINRA, Centaurus Financial, Inc is investigating whether the Registered …
Clovis Oncology, Inc. Files for Bankruptcy | May Recover Investor Losses
Clovis Oncology, Inc. Files for Bankruptcy | Goodman & Nekvasil P.A. May Recover Investor Losses Clovis Oncology, Inc. Files for Bankruptcy. Goodman and Nekvasil is investigating potential claims involving FINRA registered brokerage firms who may have unsuitably recommended investments in Clovis Oncology, Inc. According to the SEC: Clovis Oncology Inc. filed FORM 25 for notification of removal from listing and/or …
Blackstone REIT Limits Redemption Requests from Investors – May Recover Investor Losses
Blackstone REIT Limits Redemption Requests from Investors – Goodman & Nekvasil, P.A., May Recover Investor Losses Blackstone REIT Limits Redemption Requests from Investors. After an influx of redemption requests, according to an article in Business Today, Blackstone REIT’s shares reportedly traded down 7.1%. The REIT reportedly told investors in a letter that it would limit redemptions after Blackstone REIT allowed investors …
Hartman vREIT XXI, Inc. Reports Going Concern – May Recover Investor Losses
Hartman vREIT XXI, Inc. Reports Going Concern – Goodman & Nekvasil, P.A., May Recover Investor Losses Hartman vREIT XXI, Inc. reports “going concern” in their November 14, 2022 quarterly filing with the Securities and Exchange Commission. Management concluded that there is, “substantial doubt about the Company’s ability to continue as a going concern”. Hartman vReit XXI, Inc. made the going …
Priority Income Fund Shareholders Received Discouraging News Regarding the Liquidity of their Investments | May Recover Investor Losses
Priority Income Fund Shareholders Received Discouraging News Regarding the Liquidity of their Investments | Goodman & Nekvasil P.A. May Recover Investor Losses Priority Income Fund Shareholders Received Discouraging News Regarding the Liquidity of their Investments. Priority Income Fund is a high risk, illiquid mutual fund that is not suitable for every investor. Priority Income Fund shareholders received discouraging news recently regarding …
GWG Holdings Senior Executives Resigned After Internal Review | May Recover Investor Losses
GWG Holdings Senior Executives Resigned After Internal Review | Goodman & Nekvasil P.A. May Recover Investor Losses According to a November 14, 2022 Press Release, two GWG Holdings senior executives resigned after an internal review. The resignations coincided with the amended filing of FORM 8-K/A which now includes exhibits which were incorrectly omitted. The November 14, 2022 resignations of President …
SEC Charges Secured Income Group With Fraud | May Recover Investor Losses
SEC Charges Secured Income Group With Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses SEC Charges Secured Income Group with $100 Million Offering Fraud SEC Charges Secured Income Group with Fraud, alleging that the company touted to investors that it would pool their money to make real estate loans secured by first lien positions on underlying properties. The …
National Realty Investment Advisors Issued Cease and Desist Order | May Recover Investor Losses
National Realty Investment Advisors Issued Cease and Desist Order | Goodman & Nekvasil P.A. May Recover Investor Losses According to the New Jersey Bureau of Securities: National Realty Investment Advisors Issued Cease and Desist Order, Citing Massive Nationwide Securities Fraud National Realty Investment Advisors issued cease and desist order involving a massive, nationwide securities fraud. Respondents offered and sold at …
SEC Obtains Final Judgment Against Ross Barish | May Recover Investor Losses
SEC Obtains Final Judgment Against Ross Barish | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC: The SEC obtains final judgment against Ross Barish on August 10, 2022. The SEC complaint alleged that, from 2014 through July 2019, Barish recommended to customers a pattern of high cost, in-and-out trading without any reasonable basis to believe that …
Daniel Minich Suspended – Broker/Financial Advisor | May Recover Investor Losses
Daniel Minich Suspended – Broker/Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Daniel Minich a/k/a Daniel T Minich CRD#: 6465746 is a licensed broker with AMERIPRISE FINANCIAL SERVICES, LLC CRD# 6363. Daniel Minich Suspended by FINRA Alleging Participation in Private Securities Transactions According to FINRA: Daniel Minich was suspended by FINRA after a complaint alleging participation in three …